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Showing 381 to 390 of 2209 search results for identification requirements.
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Voluntary Application for Imposition of Requirement: Wonga Group Limited [pdf]
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The retail intermediary market 2018
This page provides the FCA's analysis of the intermediary sector in 2018 based on data drawn from the Retail Mediation Activities Return (RMAR). -
AISP models under PSD2
The FCA provides what an Agency models for authorised payment institutions or small payment institutions under PSD2 -
Market Abuse Regulation
The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. Find out more about the application and structure of the MAR, market abuse offences and exemptions. -
CP18/41: FCA and PRA changes to mortgage reporting requirements [pdf]
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PS19/2: Previously rejected PPI complaints and further mailing requirements – Feedback on CP18/33 and final rules and guidance [pdf]
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News for customers of Hume Capital Securities (HCS)
These requirements applied from 8:00am on 12 March 2015. Requirement 1. ... Requirement 4. (a) HCS will send a daily attestation to the FCA at 16:00 hours stating that whether it remains in compliance with requirements 1 to 3. -
Review of general insurance intermediaries’ professional indemnity insurance: TR16/9 [pdf]
This report provides the findings from our thematic review into general insurance intermediaries’ professional indemnity. The review was performed to evaluate the individual policies purchased by a sample of firms to assess whether they complied -
CP18/33: Regular premium PPI complaints and recurring non-disclosure of commission – Feedback on CP18/18, final guidance, and consultation on proposed mailing requirements [pdf]
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Primary Market Technical Note 619.1 (consultation version): Guidelines on disclosure requirements under the Prospectus Regulation and Guidance on specialist issuers [pdf]
Primary Market Technical Note 619.1: Guidelines on disclosure requirements under the Prospectus Regulation and Guidance on specialist issuers