Search results

Showing 391 to 400 of 2209 search results for identification requirements.

391. FG16/5: Guidance for firms outsourcing to the 'cloud' and other third party IT services [pdf]

     Finalised guidance Published: 07/07/2016
     The purpose of this guidance is to clarify the requirements on firms when outsourcing to the ‘cloud’ and other third-party IT services.

392. Primary Market Bulletin 32

     Newsletters Published: 03/12/2020 Last modified: 03/12/2020
     Welcome to the 32nd edition of the Primary Market Bulletin (PMB)

393. Market Watch 78

     Newsletters Published: 09/04/2024 Last modified: 09/04/2024
     Newsletter on market conduct and transaction reporting issues, March 2024.

394. PS18/25: Implementation of the EU Securitisation Regulation and the amendment to the Capital Requirements Regulation (including DEPP and EG changes) – Final and near-final rules [pdf]

     Policy statements Published: 19/12/2018
     This Policy Statement (PS) sets out the final and near-final rules that implement the EU Securitisation Regulation and CRR Amendment. This PS follows our Consultation Papers CP18/22 (August 2018) and CP18/30 (October 2018).

395. PS17/6: Disclosure rules following application of PRIIPs Regulation [pdf]

     Policy statements Published: 02/05/2017
     This Policy Statement sets out how our disclosure requirements will change to reflect the application of the PRIIPs Regulation.

396. Is this the decade of the credit union?

     Speeches Published: 17/01/2020 Last modified: 17/01/2020
     Speech by Charles Randell, Chair of the FCA, delivered at the National Credit Union Forum, Penrith.

397. PS17/7: Whistleblowing in UK branches of foreign banks [pdf]

     Policy statements Published: 03/05/2017
     This Policy Statement introduces our final rules on whistleblowing requirements for UK branches of foreign banks. It does not apply to UK branches of overseas insurers.

398. FSA - GC11/13 [pdf]

     Guidance consultations Published: 08/06/2011 Last modified: 05/08/2016
     We are writing to firms operating online price comparison websites to highlight our concerns about the fair treatment of consumers and give guidance on our requirements.

399. FSA - PS10/14 [pdf]

     Policy statements Published: 24/09/2010 Last modified: 30/05/2013
     Policy FSA - PS10/14 - This Policy Statement reports on the main issues arising from Consultation Paper 09/30 (Capital planning buffers) and publishes final rules.

400. The retail intermediary market 2019

     Data Published: 23/07/2020 Last modified: 16/11/2023
     This page provides the FCA's analysis of the intermediary sector in 2019 based on data drawn from the Retail Mediation Activities Return (RMAR).