Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 401 to 410 of 2209 search results for identification requirements.

  1. FSA - CP10/27 [pdf]

    Consultation papers Published: 10/11/2010 Last modified: 30/05/2013
    Consultation FSA - CP10/27 - The FSA's Consultation paper CP10/27 is entitled 'Implementing CRD3 requirements on the disclosure of remuneration'. It was published in November 2010 and the period for consultation responses closes on 8 December 2010.

  2. CP18/30: EU Securitisation Regulation Implementation (DEPP and EG) [pdf]

    Consultation papers Published: 12/10/2018
    The EU Securitisation Regulation and related amendment to the Capital Requirements Regulation (CRR) came into effect on 17 January 2018. Most of their provisions will come into force on 1 January 2019. We are consulting on a number of changes to

  3. CP16/25: Whistleblowing in UK branches of overseas banks [pdf]

    Consultation papers Published: 28/09/2016
    We are consulting on our proposed approach to apply new whistleblowing requirements to UK branches of overseas banks. It does not apply to UK branches of overseas insurers.

  4. Primary Market Technical Note 801.1: Disclosures in relation to ESG matters, including climate change [pdf]

    Primary market Published: 11/03/2021
    Listed issuers, other issuers with securities admitted to trading on regulated markets and other entities in scope of requirements under the Market Abuse Regulation and the Prospectus Regulation are subject to a range of disclosure requirements. The

  5. Business Plan 2024/25

    Business plans Published: 19/03/2024 Last modified: 09/04/2024
    Our Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

  6. FSA - CP11/19 [pdf]

    Consultation papers Published: 05/10/2011 Last modified: 30/05/2013
    Consultation FSA - CP11/19 - The FSA's Consultation Paper CP11/19 is entitled 'Financial resources requirements for Recognised Bodies'. It was published in October 2011. The Financial Services Authority invites comments on this Consultation Paper.

  7. FSA - FG11/22 [pdf]

    Finalised guidance Published: 12/12/2011 Last modified: 20/10/2014
    This statement is general guidance given by the FSA under section 157(1) of the Act. It relates both to the Remuneration Code of SYSC 19A of the Handbook, and the requirement to make Pillar 3 disclosures in relation to remuneration (in accordance

  8. FSA - FG11/7 [pdf]

    Finalised guidance Published: 11/04/2011 Last modified: 20/10/2014
    During the course of the two rounds of our reverse stress-testing surgeries – which were held in April/May and September/October 2010 for firms that are subject to our requirements about reverse stress-testing – a large number of issues were

  9. FSA - GC11/8 [pdf]

    Guidance consultations Published: 02/03/2011 Last modified: 11/07/2016
    During the course of the two rounds of our reverse stress-testing surgeries – which were held in April/May and September/October 2010 for firms that are subject to our requirements about reverse stress-testing – a large number of issues were

  10. CP15/17: Capital resources requirements for Personal Investment Firms (PIFs) [pdf]

    Consultation papers Published: 28/05/2015 Last modified: 28/05/2015
Related searches