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Showing 411 to 420 of 2209 search results for identification requirements.

  1. FSA - GC10/2 [pdf]

    Guidance consultations Published: 15/10/2010 Last modified: 15/07/2016
    Our reviews in the income-producing real estate (IPRE) asset class have covered a large number of firms and portfolios. As a result of these reviews, we believe IPRE is a particularly difficult asset class for which to build effective rating systems

  2. Financial promotions data 2023

    Data Published: 14/02/2024 Last modified: 13/03/2024
    The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for 1 January 2023 to 31 December 2023.

  3. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements [pdf]

    Discussion papers Published: 26/03/2015 Last modified: 26/03/2015

  4. PS15/1 Early implementation of the Transparency Directive’s requirements for reports on payments to governments [pdf]

    Policy statements Published: 02/01/2015 Last modified: 02/01/2015

  5. Fund tokenisation

    Published: 24/11/2023 Last modified: 26/03/2024
    We are working with industry to explore potential uses of fund tokensiation which could make collective investment schemes more efficient, transparent, and accessible to a wider range of consumers.

  6. CP16/4: Loan-based crowdfunding platforms and segregation of client money [pdf]

    Consultation papers Published: 21/01/2016 Last modified: 21/01/2016
    In this consultation paper (CP) we consult on rules to simplify client money requirements for firms that operate electronic systems in relation to lending (P2P platforms) and hold both regulated and unregulated client money accounts..

  7. PS14/15 Removing the Transparency Directive’s requirement to publish interim management statements [pdf]

    Policy statements Published: 07/11/2014 Last modified: 07/11/2014

  8. UK’s exit from the EU delayed

    Statements Published: 30/10/2019 Last modified: 30/10/2019
    The EU and the UK have agreed to extend the date for the UK’s departure from the EU. As a result, firms do not need to take action to implement Brexit contingency plans for 31 October.

  9. CP14/12 Removing the Transparency Directive’s requirement to publish interim management statements [pdf]

    Consultation papers Published: 23/07/2014 Last modified: 23/07/2014

  10. FCA publishes its Annual Funding Requirement for 2013/14

    Press Releases Published: 09/04/2013 Last modified: 15/04/2013
    The Financial Conduct Authority (FCA) has announced its Annual Funding Requirement (AFR) for 2013/14. On 1 April 2013 the FCA and the Prudential Regulation Authority (PRA) replaced the Financial Services Authority (FSA). The Bank of England has
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