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Showing 431 to 440 of 2209 search results for identification requirements.

  1. FSA - GC12/11 [pdf]

    Guidance consultations Published: 17/03/2013 Last modified: 11/07/2016
    We have developed this guidance to help firms identify and manage the risks from incentive schemes. The guidance sets out a number of ways, but not the only ways, firms can comply with the relevant requirements set out in the FSA Handbook.

  2. FSA - CP12/18 [pdf]

    Consultation papers Published: 01/08/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/18 - We are publishing this Consultation Paper (CP) to propose and consult on remuneration data reporting requirements for BIPRU firms and third country BIPRU firms. In particular, it looks at two data items: the Remuneration

  3. FSA - CP12/32 [pdf]

    Consultation papers Published: 14/11/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/32 - This Consultation Paper (CP) is the first of two on rules and guidance to transpose the requirements of the Alternative Investment Fund Managers Directive (AIFMD) into UK law. This means making changes to primary and

  4. New appointment to FCA Board announced

    News stories Published: 12/04/2020 Last modified: 14/04/2023
    The Treasury confirms the appointment of Sophie Henderson as a Non-Executive Director to the FCA Board.

  5. Primary Market Bulletin 48

    Newsletters Published: 26/04/2024 Last modified: 26/04/2024
    This special edition consults on changes we propose to make to guidance in our Knowledge Base

  6. OFT Requirement Notice: Nasser Mohammed Yusuf [pdf]

    Requirement notices Published: 17/06/2010 Last modified: 14/04/2014
    This Notice from the OFT placed a requirement on Nasser Mohammed Yusuf which applies to its Consumer Credit Interim Permission.

  7. FSA - CP12/31 [pdf]

    Consultation papers Published: 08/11/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/31 - We are setting out our proposals to amend BIPRU Transitional Provision 29 (BIPRU TP29) – liquid assets buffer scalar: simplified ILAS BIPRU firms – to remove the automatic increase to a 70% simplified buffer

  8. OFT Requirement Notice: Wonga.com Ltd [pdf]

    Requirement notices Published: 21/05/2012 Last modified: 01/04/2014
    This Notice from the OFT placed a requirement on Wonga.com Ltd which applies to its Consumer Credit Interim Permission.

  9. CMCs: fees

    Claims management companies Published: 17/12/2018 Last modified: 06/02/2023
    The FCA is funded by fees that it charges firms it regulates. Find out about the fees you will need to pay.

  10. Apply to be a registered AIFM

    Focus areas Published: 06/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.
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