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Showing 441 to 450 of 2209 search results for identification requirements.

441. Transparency in insurance renewals

     Tasks for regulated firms Published: 08/03/2017 Last modified: 14/02/2023
     Find out how to make sure you are complying with our rules when renewing policies with your customers.

442. Repeal and replacement of assimilated law

     Firms Published: 13/07/2023 Last modified: 01/05/2024
     Documents on the repeal and replacement of provisions in the retained EU law.

443. Our work on motor finance

     News stories Published: 31/07/2017 Last modified: 15/03/2018
     We are looking at the motor finance market to ensure that it works well and to assess whether consumers are at risk of harm.

444. Pensions value for money

     Statements Published: 22/11/2023 Last modified: 24/11/2023
     All pension savers need to be confident that their scheme delivers value regardless of where they’re invested. We know that short term cost can dominate decision making in the context of defined contributions (DC) schemes, and whilst cost matter

445. Subscribe to updates on our campaign to prevent investment harm

     Last modified: 06/02/2024
     We process personal data in line with the requirements of The General Data Protection Regulation (EU) 2016/679 and the Data Protection Act 2018.

446. Market Watch 67

     Newsletters Published: 28/05/2021 Last modified: 28/05/2021
     Newsletter on market conduct and transaction reporting issues.

447. Client assets: RMAR

     Tasks for regulated firms Published: 12/05/2016 Last modified: 13/05/2021
     Read more about completing returns in Gabriel for client assets: RMAR

448. External audit requirements for authorised professional firms

     Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
     External audit requirements for authorised professional firms (other than MiFID investment firms). Read more about what you need to do.

449. Regulation of markets in financial instruments

     Firms Focus areas Markets Markets policy Published: 23/05/2016 Last modified: 11/08/2023
     UK legislation and rules regulating markets in financial instruments are known as the UK MiFID framework. The FCA explains these requirements for investment firms and trading venues.

450. Consumer Duty firm survey – Spring 2023

     Data Published: 28/06/2023 Last modified: 28/06/2023
     The FCA commissioned Ipsos UK to undertake an anonymous survey of 1,230 firms in scope of the Consumer Duty. This survey adds to the FCA's understanding of how prepared firms are for when the Duty comes into force for products and services that are