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Showing 461 to 470 of 2209 search results for identification requirements.

  1. FSA - Handbook Notice 124 [pdf]

    Handbook Published: 31/10/2012 Last modified: 30/05/2013
    On 27 September 2012 the FSA Board made changes to the Handbook which create a mortgage market that is sustainable for all participants and that works better for consumers by reforming areas of responsible lending, distribution, disclosure, arrears
  2. MiFID Transparency calculations data updates

    Last modified: 05/10/2021
    We process personal data in line with the requirements of The General Data Protection Regulation (EU) 2016/679 and the Data Protection Act 2018.
  3. Apply to become a claims management company

    Firm authorisation Published: 27/04/2020 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you’re a claims management company (CMC) or you provide claims management activities.
  4. Understanding mortgage prisoners

    Data Published: 17/01/2020 Last modified: 15/09/2022
    Following the FCA's Policy Statement on the changes to the responsible lending rules, it has published further data on the mortgage prisoner population. 
  5. Financial promotions data 2022

    Data Published: 03/02/2023 Last modified: 03/02/2023
    The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2022 to 31 December 2022.
  6. New Settlement Internalisation reporting requirement

    News stories Published: 22/11/2018 Last modified: 22/11/2018
    From July 2019, firms will be obliged to report settlement internalisation to the Bank of England under Article 9 of the EU Central Securities Depositories Regulation (CSDR).
  7. Forex trading scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how unauthorised forex trading and brokerage firms work, how to avoid scams and what to do if you’re scammed.
  8. British Steel Pension Scheme redress FAQ

    Tasks for regulated firms Published: 24/05/2022 Last modified: 28/02/2023
    The FCA provides answers to requests for further clarification on our consultation on the BSPS redress scheme.
  9. Principals and appointed representatives

    Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
    If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.
  10. Binary options scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how binary options work, how to avoid scams and what to do if you’re scammed.