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Showing 481 to 490 of 2209 search results for identification requirements.

  1. The New Market Infrastructure

    Speeches Published: 16/05/2014 Last modified: 29/11/2016
    Keynote speech by David Lawton, Director of Markets, at the Economist Bellwether Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  2. Report wrongdoing or misconduct in financial services

    Last modified: 27/02/2023
    If you're a firm or professional with information about potential or actual wrongdoing or misconduct in an area of financial services that we regulate, you can use our web form to report it.

  3. Small electronic money institution (small EMI)

    Last modified: 23/08/2019
    PSD2 introduces a number of changes to requirements that small EMIs must follow. ... Answer the following questions to understand more about what you need to do to meet new PSD2 requirements:.

  4. FCA Decision Notice to Finablr plc

    Statements Published: 16/12/2021 Last modified: 16/12/2021
    We have issued a Decision Notice to Finablr plc refusing the Company’s application for cancellation of its premium listing with reference to LR 5.2.7R. 

  5. Voluntary Application for Imposition of Requirement: Microcredit Limited [pdf]

    Requirement notices Published: 11/12/2014 Last modified: 11/12/2014

  6. Primary Market Technical Note 801.2: Disclosures in relation to ESG matters, including climate change [pdf]

    UK Listing Authority Published: 20/12/2021
    Listed issuers, other issuers with securities admitted to trading on regulated markets and other entities in scope of requirements under the Market Abuse Regulation (MAR) and the Prospectus Regulation (PR) are subject to a range of disclosure

  7. Information for firms on motor finance complaints 

    Consumer credit firms Published: 24/01/2024 Last modified: 12/04/2024
    Guidance for firms affected by the FCA's review into the historical use of discretionary commission arrangements (DCAs) in the motor finance industry.

  8. Capital Requirements Regulations 2013 [pdf]

    Archive Published: 07/02/2014 Last modified: 03/08/2016

  9. Electronic Communications Exclusion (ECE)

    Tasks for regulated firms Published: 19/09/2017 Last modified: 10/02/2023
    Find out more about the ECE, including what the exclusion applies to, when and how to make a notification and the information we need from you.

  10. FSA - Handbook Notice 113 [pdf]

    Handbook Published: 23/09/2011 Last modified: 30/05/2013
    On 22 September 2011 the FSA Board made changes to the Handbook in 10 instruments which make minor administrative corrections to the Handbook, none of which represents any change in FSA policy
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