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Showing 501 to 510 of 2209 search results for identification requirements.

  1. Changes to credit union legislation in Great Britain

    Published: 31/05/2023 Last modified: 03/11/2023
    Find out about proposed changes for credit unions in Great Britain and what to do if you want to take advantage of the proposed new powers.

  2. UKLA Technical Note 714.2 - Sponsors: Guidance on the competence requirements set out under LR 8.6.7R(2)(b) [PDF] [pdf]

    UK Listing Authority Published: 29/03/2017

  3. Cancel or dissolve your society

    Mutual societies Published: 11/05/2015 Last modified: 24/02/2023
    How to cancel or dissolve a society.

  4. Price: the cornerstone of markets

    Speeches Published: 03/02/2014 Last modified: 18/01/2017
    Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the

  5. A review of requirements for firms entering into or expanding in the banking sector [pdf]

    Archive Published: 25/03/2013 Last modified: 03/08/2016
    This review sets out significant changes to regulatory requirements and the authorisation process, which taken together, will reduce barriers to entry into the banking sector and, as a result, enable an increased competitive challenge to existing

  6. UCITS: Merged authorised funds

    Tasks for regulated firms Published: 31/10/2016 Last modified: 16/02/2023
    The authorised funds below have merged in accordance with COLL 7.7. All of the funds are domiciled in the UK unless stated otherwise.

  7. UKLA Technical Note 504.2 - Exemptions from the periodic reporting requirements [pdf]

    UK Listing Authority Published: 29/03/2016 Last modified: 29/03/2016

  8. UKLA Technical Note 308.2 - Related party transactions – Modified requirements for smaller related party transactions [pdf]

    UK Listing Authority Published: 23/11/2015 Last modified: 23/11/2015

  9. FSA - Handbook Notice 122 [pdf]

    Handbook Published: 27/07/2012 Last modified: 30/05/2013
    On 26 July 2012 the FSA Board made changes to the Handbook which set out regulatory requirements applicable to a firm carrying on the new activity of ‘bidding in emissions auctions’

  10. Wirecard can resume regulated activity

    News stories Published: 26/06/2020 Last modified: 29/06/2020
    Wirecard Card Solutions Limited (Wirecard) is authorised and supervised by the FCA to issue e-money and provide payment services including, issuing e-money onto prepaid cards.
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