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Showing 51 to 60 of 2209 search results for identification requirements.

  1. Primary Market Bulletin 33

    Newsletters Published: 29/03/2021 Last modified: 22/04/2021
    Welcome to the 33rd edition of the Primary Market Bulletin (PMB).

  2. Surveillance: The FCA's expectations and toolkits

    Speeches Published: 07/10/2014 Last modified: 07/10/2014
    Speech by Patrick Spens, Head of Market Monitoring, at the British Bankers' Association Market Abuse Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  3. UK MiFIR data reporting and LIBOR transition

    Markets Published: 09/07/2021 Last modified: 23/05/2022
    We aim to clarify expectations for investment firms and trading venues submitting UK MiFIR transaction reports and instrument reference data in relation to LIBOR transition

  4. Model driven machine executable regulatory reporting TechSprint

    Events Published: 09/02/2023 Last modified: 09/02/2023
    Held alongside the Bank of England and facilitated by Grant Thornton, the event explored the potential for model driven, machine readable and executable regulation.

  5. Financial crime systems and controls during coronavirus situation

    Focus areas Published: 06/05/2020 Last modified: 21/02/2023
    Find out about the FCA's expectations on how firms should apply their systems and controls to combat and prevent financial crime during the coronavirus crisis.

  6. The FCA’s Business Plan and Priorities

    Speeches Published: 16/05/2018 Last modified: 16/05/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the BIBA 2018 Annual Conference & Exhibition, Manchester

  7. Turning technology against financial crime

    Speeches Published: 23/10/2019 Last modified: 23/10/2019
    Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at the Royal United Services Institute, London.

  8. Account information service (AIS) and payment initiation service (PIS)

    Last modified: 22/09/2017
    Answer the following questions to understand more about what you need to do to meet new PSD2 requirements:. ... 3. Once you are authorised you will need to comply with a number of requirements.

  9. PS23/16: Sustainability Disclosure Requirements (SDR) and investment labels

    Policy statements Published: 28/11/2023 Last modified: 28/11/2023
    We set out our final rules and guidance to help consumers navigate the market for sustainable investment products.

  10. DP21/4: Sustainability Disclosure Requirements and investment labels

    Discussion papers Published: 03/11/2021 Last modified: 04/07/2022
    We are seeking initial views on new sustainability disclosure requirements for asset managers and FCA-regulated asset owners, as well as a new classification and labelling system for sustainable investment products
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