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Showing 511 to 520 of 2209 search results for identification requirements.

  1. Application for a requirement on part 4A permission: Plus500UK Limited [pdf]

    Requirement notices Published: 22/05/2015 Last modified: 22/05/2015

  2. REP025 data item: FAQs

    Tasks for firms Published: 26/10/2023 Last modified: 24/06/2024
    Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs).

  3. UKLA Technical Note 715.1 - Sponsors: Practical implications of competence requirements for sponsors and applicants [pdf]

    UK Listing Authority Published: 30/01/2015 Last modified: 30/01/2015

  4. Temporary ban on net short positions by CNMV and CONSOB

    News stories Published: 18/03/2020 Last modified: 19/03/2020
    The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012. This page details the

  5. UKLA Technical Note 714.1 - Sponsors: Guidance on the competence requirements set out under LR 8.6.7R(2)(b) [pdf]

    UK Listing Authority Published: 30/01/2015 Last modified: 30/01/2015

  6. Sign up for updates on funeral plans regulation

    Last modified: 15/03/2024
    We process personal data in line with the requirements of the General Data Protection Regulation (EU) 2016/679 and the Data Protection Act 2018.

  7. OFT Requirement Notice: Toothfairy Finance Limited [pdf]

    Requirement notices Published: 27/10/2010 Last modified: 15/04/2014
    This Notice from the OFT placed a requirement on Toothfairy Finance Limited (CIM Technologies Limited) which applies to its Consumer Credit Interim Permission.

  8. UKLA Technical Note - Exemptions from the periodic reporting requirements [pdf]

    UK Listing Authority Published: 16/07/2013 Last modified: 30/07/2013

  9. ICE Futures feed reliance

    Last modified: 15/03/2024
    These client-side transactions must be reported with the MIC of the regulated market (IFLL or IFLO as appropriate) in the venue of identification field.

  10. Data Bulletin June 2018: The retail intermediary sector

    Data Published: 07/06/2018 Last modified: 06/09/2018
    This bulletin focuses on new analysis of the retail intermediary sector based on the data firms have submitted to us via the Retail Mediation Activities Return (RMAR).
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