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Showing 521 to 530 of 2209 search results for identification requirements.

521. UKLA Procedural Note Consultation - Sponsor firms – ongoing requirements during re-organisations [pdf]

     UK Listing Authority Published: 16/07/2013 Last modified: 05/08/2014

522. UKLA Procedural Note 909.2 - Sponsor firms – ongoing requirements during re-organisations [pdf]

     UK Listing Authority Published: 07/10/2013 Last modified: 08/10/2013

523. UKLA Technical Note - Related party transactions – Modified requirements for smaller related party transactions [pdf]

     UK Listing Authority Published: 16/07/2013 Last modified: 30/07/2013

524. Overseas Funds Regime: Update for firms

     Published: 01/05/2024 Last modified: 01/05/2024
     The Overseas Funds Regime (OFR) is expected to go live  later in 2024. We provide some key dates and initial information about how you can apply.

525. The Evolution of the Mortgage Market

     Speeches Published: 11/03/2015 Last modified: 11/03/2015
     It’s also important to understand that the government has drawn the scope of Consumer Buy to Let to meet the minimum requirements to satisfy the Mortgage Credit Directive. ... We have consulted on some high-level, aggregate reporting requirements and

526. British Steel Pension Scheme: Tools for firms

     Tasks for firms Published: 28/02/2023 Last modified: 26/09/2023
     The FCA rules require firms to assess any advice they gave to BSPS members to transfer out and pay redress if it was unsuitable and caused the consumer a loss. Find out more about the tools firms need to use and read the supporting documents.

527. CP16/18: Changes to Handbook disclosure rules to reflect the direct application of PRIIPs Regulation [pdf]

     Consultation papers Published: 18/07/2016 Last modified: 18/07/2016
     The current regulatory disclosure requirements applicable to retail investment firms (including investment fund managers) are detailed in the FCA Handbook. This will change on 31 December 2016 when the Packaged Retail and Insurance-based Investment

528. Alternative Investment Managers Remuneration Code (SYSC 19B)

     Tasks for regulated firms Published: 08/05/2015 Last modified: 10/02/2023
     The FCA provide information on Alternative Investment Fund Managers Remuneration Code (SYSC 19B)

529. OFT Requirement Notice: G&J Geddis Ltd [pdf]

     Requirement notices Published: 29/11/2013 Last modified: 01/04/2014
     This Notice from the OFT placed a requirement on G&J Geddis Ltd which applies to its Consumer Credit Interim Permission.

530. Submit a change in control notification

     Tasks for firms Published: 12/10/2019 Last modified: 13/12/2023
     Find out how to prepare your notification and understand what happens after you submit it.