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Showing 531 to 540 of 2209 search results for identification requirements.

  1. FCA Technical Note: Sponsors - Guidance on the competence requirements set out under LR 8.6.7R(2)(b) - FCA/TN/714.4 (amendment) [pdf]

    Primary market Published: 26/04/2024
    FCA Technical Note: Sponsors - Guidance on the competence requirements set out under LR 8.6.7R(2)(b) - FCA/TN/714.4 (amendment)

  2. Brexit and beyond

    Speeches Published: 21/03/2019 Last modified: 21/03/2019
    Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at City and Financial, 4th UK Financial Services Brexit Summit.

  3. Accomplishments of the last 5 years

    Speeches Published: 14/03/2018 Last modified: 14/03/2018
    Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.

  4. Financial Ombudsman Service (FOS ) - Exemption [pdf]

    Forms Published: 01/04/2013 Last modified: 04/08/2016
    Under the Complaints Sourcebook, firms must pay a general levy towards the annual costs of operating the Financial Ombudsman Service (FOS). However, some firms may be eligible for exemption from the requirement to pay the general levy.

  5. Service standards 2019/20

    Data Published: 24/06/2020 Last modified: 24/06/2020
    The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2019/20.

  6. The FCA’s role in preparing for Brexit

    Statements Published: 27/06/2018 Last modified: 31/01/2020
    Further to the announcement from the Treasury on its approach to amending financial services legislation under the European Union (Withdrawal) Act, this statement provides stakeholders with an update on how we are preparing for the UK leaving the

  7. OFT Requirement Notice: Safe Loans Limited [pdf]

    Requirement notices Published: 26/11/2010 Last modified: 08/04/2014
    This Notice from the OFT placed a requirement on Safe Loans Limited which applies to its Consumer Credit Interim Permission.

  8. Our approach to international firms

    Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
    Find out what standards we expect from international firms providing financial services in the UK, or preparing to apply for full UK authorisation.

  9. The FPC’s mortgage market recommendations

    Firms Mortgage lenders and intermediaries Published: 24/02/2016 Last modified: 09/02/2023
    Read more about the Financial Policy Committee's recommendations to the PRA and FCA.

  10. 10% depreciation notifications

    Statements Published: 22/12/2022 Last modified: 22/12/2022
    We have decided to extend the temporary measures for firms during the interim period, pending the revocation of Article 62.
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