Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 541 to 550 of 2209 search results for identification requirements.

  1. Report a financial promotion

    Last modified: 20/03/2023
    Complete our form to report a financial promotion or advert that you think is misleading, unfair or unclear.

  2. Change in control notification forms

    Tasks for firms Published: 12/10/2019 Last modified: 13/12/2023
    Download the forms you'll need to submit a change in control notification.

  3. OFT Requirement Notice: Samedaycash Ltd [pdf]

    Requirement notices Published: 21/05/2012 Last modified: 01/04/2014
    This Notice from the OFT placed a requirement on Samedaycash Ltd which applies to its Consumer Credit Interim Permission.

  4. CRD IV communication to firms about remaining on BIPRU (CRD III) [pdf]

    Correspondence Published: 15/10/2013 Last modified: 03/08/2016
    BIPRU implements most of the rules for the current EU Capital Requirements Directive (CRD III). From 1 January 2014, a new set of prudential requirements will replace the BIPRU sourcebook for investment firms subject to the EU’s Capital

  5. FCA Technical Note: Sponsors - Practical implications of competence requirements for sponsors and applicants FCA/TN/715.3 (amendment) [pdf]

    Primary market Published: 26/04/2024
    FCA Technical Note: Sponsors - Practical implications of competence requirements for sponsors and applicants FCA/TN/715.3 (amendment)

  6. Retirement Income Advice Assessment Tool (RIAAT)

    Published: 20/03/2024 Last modified: 20/03/2024
    De

  7. Voluntary Application for Imposition of Requirement: Wonga Group Limited (2 October 2014) [pdf]

    Requirement notices Published: 02/10/2014 Last modified: 02/10/2014

  8. Regulation for a different world

    Speeches Published: 06/05/2021 Last modified: 07/05/2021
    Speech by our CEO, Nikhil Rathi, on Regulation for a Different World at the Association of Foreign Banks.

  9. FCA fee rate movement 2023/24

    Tasks for firms Published: 13/07/2023 Last modified: 13/07/2023
    Find out how to calculate your annual fee and read about the FSCS annual levy.

  10. The future of LIBOR

    Speeches Published: 27/07/2017 Last modified: 27/07/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at Bloomberg London.
Related searches