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Showing 551 to 560 of 2209 search results for identification requirements.

551. AccessBI Limited

     News stories Published: 14/03/2014 Last modified: 30/09/2016
     AccessBI has suspended its insurance activities and has agreed to certain requirements affecting its permissions.

552. FCA confirms PRIIPs regulations

     News stories Published: 25/03/2022 Last modified: 25/11/2022
     We’ve confirmed rules to change disclosure documents provided to retail investors under the PRIIPs regulation.

553. Annual accounts and reports

     Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
     Find out more about sending annual accounts and reports, including where to find and submit your form online.

554. Endorsement of credit ratings for regulatory use from the EU into the UK

     Statements Published: 15/03/2019 Last modified: 30/10/2020
     UK-registered credit rating agencies (CRAs) will be able to endorse credit ratings into the UK from affiliated EU CRAs for regulatory use.

555. LIBOR transition in the derivatives market

     Markets Published: 05/07/2021 Last modified: 13/03/2024
     FCA has worked alongside other regulators, trade associations and market participants to enable liquid markets in SONIA derivatives to help the transition from LIBOR

556. FCA Prudential Supervision Forum

     News stories Published: 21/05/2015 Last modified: 30/03/2018
     These include the Capital Requirements Directive IV and the Recovery and Resolution Directive, as well as liquidity and operational risk practices. ... Webcast from the Recovery and Resolution session. You can find out more about Capital Requirements

557. Participate in FCA website user testing

     Last modified: 08/05/2024
     We process personal data in line with the requirements of The General Data Protection Regulation (EU) 2016/679 and the Data Protection Act 2018.

558. Primary Market Bulletin 49

     Newsletters Published: 20/05/2024 Last modified: 31/05/2024
     This issue looks at Annual financial reporting, Long Term Incentive Plans (LTIPs) Global Depositary Receipts (GDRs) report  

559. Capital requirements for personal investment firms (PIFs)

     Statements Published: 27/09/2013 Last modified: 27/09/2013
     Capital requirements for personal investment firms (PIFs). Statements First published:. 27/09/2013. ... The new capital requirements for personal investment firms (PIFs), which were published by the Financial Services Authority (FSA), are being deferred

560. Full-scope UK AIFM applications

     Markets Published: 08/06/2016 Last modified: 08/02/2023
     The FCA explains how to submit an application for full-scope UK AIFMs and what happens once you've applied.