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Showing 601 to 610 of 2209 search results for identification requirements.

601. OFT Requirement Notice: Quickbridge (UK) Ltd [pdf]

     Requirement notices Published: 21/05/2012 Last modified: 01/04/2014
     This Notice from the OFT placed a requirement on Quickbridge (UK) Ltd which applies to its Consumer Credit Interim Permission.

602. OFT Requirement Notice: Swift Advances Plc [pdf]

     Requirement notices Published: 17/06/2011 Last modified: 01/04/2014
     This Notice from the OFT placed a requirement on Swift Advances Plc which applies to its Consumer Credit Interim Permission.

603. The basic advice regime under MiFID II & IDD

     Financial advisers Published: 19/04/2018 Last modified: 16/02/2023
     The FCA explains the update that includes important information for firms selling stakeholder products using basic advice and the impact of MiFID II and IDD.

604. Market Watch 65: Newsletter on market conduct and transaction reporting issues [pdf]

     Newsletters Published: 07/09/2020 Last modified: 07/09/2020
     This Market Watch we discuss how inappropriate handling of information requirements issued by FCA.

605. Primary Market Bulletin 45

     Newsletters Published: 10/08/2023 Last modified: 10/08/2023
     This edition covers 2 IFRS Sustainability Disclosure Standards that deliver, for the first time, a global reporting standard for corporate sustainability disclosures.

606. Your society's name

     Mutual societies Published: 24/02/2023 Last modified: 24/02/2023
     Discover the rules about using and changing your registered name.

607. New funds under management

     Firms Published: 08/06/2016 Last modified: 30/01/2023
     Different AIFMs can require different notifications. Learn how to notify us about new funds under management.

608. British Steel Pension Scheme: Ongoing reporting requirements user guide [pdf]

     Documents Published: 26/09/2023
     A user guide to assist firms in complying with reporting requirements.

609. Supervision of authorised funds

     Tasks for regulated firms Published: 11/05/2015 Last modified: 14/02/2023
     Information on how our supervision of UK authorised funds protects investors and maintains a competitive market environment.

610. Personal data and enforcement

     Last modified: 22/02/2023
     How and why the FCA uses personal data to carry out its enforcement functions.