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Showing 631 to 640 of 2209 search results for identification requirements.

  1. Consumer credit – Treating customers fairly

    Consumer credit firms Published: 23/04/2019 Last modified: 16/02/2023
    We set out why treating customers fairly should be at the heart of your business.

  2. NPPR supervisory co-operation arrangements (MoUs)

    Published: 27/05/2016 Last modified: 25/09/2023
    The FCA provides information on Memorandums of Understanding (MoUs) and it is a pre-condition under the Alternative Investment Fund Managers Directive (AIFMD)

  3. Examination standards

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    The FCA's training and competence regime includes a list of appropriate qualifications for firm activities and services.

  4. Competition and insurance

    Speeches Published: 02/06/2014 Last modified: 30/07/2015
    Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the General Insurance conference, London.This is the text of the speech as drafted, which may differ from the delivered version.

  5. OFT Requirement Notice: Swift Securities Limited [pdf]

    Requirement notices Published: 17/06/2011 Last modified: 01/04/2014
    This Notice from the OFT placed a requirement on Swift Securities Limited which applies to its Consumer Credit Interim Permission.

  6. OFT Requirement Notice: Cim Technologies Limited [pdf]

    Requirement notices Published: 27/10/2010 Last modified: 01/04/2014
    This Notice from the OFT placed a requirement on Cim Technologies Limited which applies to its Consumer Credit Interim Permission.

  7. Corporate Bond Funds

    News stories Published: 25/07/2014 Last modified: 25/07/2014
    If you decide that corporate bond funds are suitable it is essential to perform due diligence on individual funds to assess whether their investment strategies meet your requirements.

  8. OFT Requirement Notice: Haymarket Lending Limited [pdf]

    Requirement notices Published: 16/11/2009 Last modified: 15/04/2014
    This Notice from the OFT placed a requirement on Haymarket Lending Limited (Post Net Ltd) which applies to its Consumer Credit Interim Permission.

  9. Cryptoasset firms marketing to UK consumers

    Published: 08/06/2023 Last modified: 15/11/2023
    All cryptoasset firms marketing to UK consumers will need to comply with the UK financial promotions regime.

  10. Annual financial crime reporting requirements for cryptoasset businesses registered under the money laundering regulations [pdf]

    Policy statements Published: 31/03/2021
    This direction is related to PS21/4
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