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Showing 641 to 650 of 2209 search results for identification requirements.

641. Improving access to insurance

     Speeches Published: 23/06/2017 Last modified: 23/06/2017
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the FCA Insurance Access event.

642. Annual financial crime reporting requirements for cryptoasset businesses registered under the money laundering regulations [pdf]

     Policy statements Published: 31/03/2021
     This direction is related to PS21/4

643. Global regulation in the post-crisis era

     Speeches Published: 30/06/2016 Last modified: 01/07/2016
     Speech by John Griffith-Jones, Chairman, FCA, delivered at the TheCityUK Annual Conference on 30 June 2016.

644. Voluntary Application for Imposition of Requirement: Bournes Limited [pdf]

     Requirement notices Published: 15/08/2014 Last modified: 15/08/2014

645. Primary Market Bulletin 35

     Newsletters Published: 02/07/2021 Last modified: 02/07/2021
     In this edition we cover our proposed approach to assessing eligibility and listing applications for companies with cannabis-related activities.

646. Occasional Paper No. 34: Effects of the advice requirement and intermediation in the UK mortgage market [pdf]

     Occasional papers Published: 04/05/2018
     This Occasional Paper uses the introduction of the MMR to investigate two questions. First, we estimate the impact of the new advice requirement on the outcomes of those directly affected: consumers who chose not to receive advice before the MMR.

647. Early and High Growth Oversight

     Firms Published: 25/04/2022 Last modified: 26/05/2023
     Following a successful pilot, find out how we’re expanding Early and High Growth Oversight to support more newly authorised firms.

648. Application under MIFIDPRU 4.5.9R for permission to rebase fixed overhead requirement [docx]

     Forms Published: 19/11/2021
     Application under MIFIDPRU 4.5.9R for permission to rebase fixed overhead requirement to a lower amount where firm's / group's projected relevant expenditure decreases by a material amount

649. Regulating high frequency trading

     Speeches Published: 04/06/2014 Last modified: 04/06/2014
     Speech by Martin Wheatley, CEO, the FCA, at the Global Exchange and Brokerage Conference, New York. This is the text of the speech as drafted, which may differ from the delivered version.

650. Appointed representatives and networks

     Tasks for firms Published: 05/08/2015 Last modified: 19/07/2023
     Principals often have networks of appointed representatives (ARs). Find out how to control your networks to reduce risks to your business.