Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 651 to 660 of 2209 search results for identification requirements.

  1. IIndividual exemption from liquidity requirements in MIFIDPRU 6 for FCA investment firms in consolidated CRR or MIFIDPRU groups [docx]

    Forms Published: 27/07/2021 Last modified: 30/11/2021
    Individual exemption from liquidity requirements in MIFIDPRU 6 for FCA investment firms in consolidated CRR or MIFIDPRU groups

  2. Application under MIFIDPRU 2.3.1R to be exempt from disclosure requirements in MIFIDPRU 8 (Disclosure by investment firms) for SNI firms in consolidated insurance groups. [docx]

    Forms Published: 19/11/2021
    Application under MIFIDPRU 2.3.1R to be exempt from disclosure requirements in MIFIDPRU 8 (Disclosure by investment firms) for SNI firms in consolidated insurance groups.

  3. Control thresholds or bands

    Tasks for firms Published: 03/08/2015 Last modified: 13/12/2023
    Learn about the different control bands for when you need to tell the FCA about a change in control.

  4. Scope and exclusions: changes under the PSRs and EMRs

    Tasks for regulated firms Published: 02/02/2017 Last modified: 10/02/2023
    Currency, geographic scope and exclusions under the Payment Services Regulations 2017 (PSRs) and Electronic Money Regulations 2011 (EMRs).

  5. Electronic money institution applicants

    Firm authorisation Electronic money and payment institutions Published: 09/05/2015 Last modified: 19/06/2024
    Find out what conditions you must meet to become an e-money institution, and what to include in your application to be authorised by or registered with the FCA.

  6. Report fee tariff data

    Tasks for regulated firms Published: 08/05/2015 Last modified: 15/02/2023
    Read FCA guidance on how to fill in your online tariff data forms and provide information about your firm that will help calculate annual fees for the next financial year.

  7. Consumer credit research: logbook loans

    Tasks for regulated firms Published: 06/08/2015 Last modified: 16/02/2023
    Read our research into the logbook loans market, some key findings and what we plan to do next.

  8. External audit requirements for investment management firms, securities and futures firms and personal investment firms (not small)

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Read more about the external audit requirements for investment management firms, securities and futures firms, or personal investment firms (not small).

  9. Product sales data: performance data FAQs

    Registers and systems Published: 06/05/2016 Last modified: 04/01/2022
    Product sales data: new mortgage requirements: performance data FAQs

  10. Credit unions carrying out consumer credit activities

    Tasks for firms Published: 16/11/2015 Last modified: 03/04/2024
    Find out how to notify the FCA or apply for permission to carry out Conditional Sale, Hire Purchase or other types of consumer credit activity.
Related searches