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Showing 671 to 680 of 2209 search results for identification requirements.
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Information for newly authorised firms
As a newly authorised firm, learn about the systems you'll use and important things you need to know. -
FCA statement on the share trading obligation
On 29 August 2023 the STO in Article 23 of UK MiFIR was revoked by the commencement of provisions in the Financial Services and Markets Act 2023. -
Recovery plan template
The FCA have created a suggested template for firms to submit individual and group recovery plans subject to simplified obligations to us. -
Accountability, from debate to reality
Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the City & Financial conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Regulation in a changing world
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the City of London/Cicero event on Future of Regulation. -
CCR007 consumer credit data: how to complete the return
Most consumer credit firms with limited permission are required to complete the CCR007 return. We provide guidance and information for firms on each question in the form. -
Privacy notice
The FCA's privacy notice explains how and why it uses your personal data. -
FSA - FG13/1: Summary of feedback received [pdf]
We received 58 responses to the Guidance Consultation Paper (GCP) from a range of respondents. The responses were generally very supportive of the guidance, and agreed that it would help firms to meet our requirements. We are therefore not making -
Registered account information service provider (RAISP) applicants
Find out what conditions you must meet to become a RAISP, and what to include in your application to be registered with the FCA. -
The future of the UK mortgage market
Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the FCA mortgage conference, London. This is the text of the speech as drafted, which may differ from the delivered version.