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Showing 681 to 690 of 2209 search results for identification requirements.
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Insurance: business practice, suitability and eligibility
The rules in ICOBS 7 were amended so they were closer to the wording in the Distance Marketing of Consumer Financial Services Directive (DMD). The requirements applying to insurers are unchanged. -
Recruiting, training and supervising staff
FCA provides information on recruiting, training and supervising staff. -
Advising on pension transfers – our expectations
Check the FCA requirements when you provide advice on pension transfers. -
Investment Firms Prudential Regime (IFPR)
The IFPR is our new prudential regime for MiFID investment firms. The regime came into force on 1 January 2022. -
UK FinTech: Regulating for innovation
Speech by Christopher Woolard, FCA Director of Strategy and Competition, delivered at the FCA’s event on UK FinTech: Regulating for innovation on 22 February 2016. This is the text of the speech as drafted, which may differ from the delivered -
Exemption from the Payment Services Regulations 2017 (PSRs) contingency mechanism
Providers of online payment accounts must have a compliant way for third party providers (TPPs) to access account data and payment functionality -
Margin IGT User Guide [pdf]
Applications for intragroup exemptions from the margin requirements under the UK European Market Infrastructure Regulation (“UK EMIR”). -
The FCA consults on its approach ahead of the UK’s exit from the EU
The Financial Conduct Authority (FCA) today published two consultation papers, setting out its proposals in the event the UK leaves the European Union on 29 March 2019 without an implementation period. It also set out its approach to the -
A credit market that delivers for consumers
Speech by Roma Pearson, Director of Consumer Finance, delivered at Credit Summit 2023. -
Overview of competition at the FCA
Speech by Mary Starks, Director of Competition and Economics at the FCA, delivered at Credit Suisse.