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Showing 731 to 740 of 2209 search results for identification requirements.

  1. Technical information on RMAR source data

    Data Published: 06/06/2019 Last modified: 03/08/2023
    The Retail Mediation Activities Return (RMAR) is the core regulatory return submitted by firms who provide intermediary services arranging and/or advising on mortgages, non-investment insurance or investment products. Monitoring and analysing the

  2. Carbon credit trading scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how carbon credit trading works, how to avoid scams and what to do if you’re scammed.

  3. Recruiting key staff and managing the risk of leaving: credit unions

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Find out how to manage the risk caused by losing an important member of staff who holds vital information about your credit union.

  4. Improving the consumer experience

    Speeches Published: 13/11/2013 Last modified: 04/12/2013
    Speech by Christopher Woolard, Director of Policy, Risk & Research at the FCA, to the Tax Incentivised Savings Association (TISA) Annual Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  5. Payment Accounts Regulations: Linked Services List

    Firms Published: 29/04/2022 Last modified: 18/05/2022
    This list includes standard terms and definitions to describe these linked services, which Payment Services Providers must use where applicable.

  6. Distributors: professional indemnity insurance

    Tasks for regulated firms Published: 13/05/2015 Last modified: 10/02/2023
    Certain firms are required to hold Professional Indemnity Insurance (PII)

  7. Transaction reporting fines

    Markets Transaction reporting Published: 28/05/2016 Last modified: 11/01/2023
    Find out how the FCA are able to effectively monitor for market abuse.

  8. How the UK will regulate for the future

    Speeches Published: 14/07/2022 Last modified: 14/07/2022
    Speech by Nikhil Rathi, our Chief Executive, delivered at the Peterson Institute for International Economics.

  9. FCA publishes 2016/17 Business Plan

    Press Releases Published: 05/04/2016 Last modified: 05/04/2016
    The FCA’s annual funding requirement for the year will be £519.3 million, an increase of 7.8% on the previous year.

  10. Primary Market Bulletin 37

    Newsletters Published: 09/12/2021 Last modified: 09/12/2021
    In this edition we cover the implementation of our postponed rules that require issuers to publish their annual financial reports. We explain the importance of adequate business continuity procedures and review sponsor requirements to identify and
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