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Showing 741 to 750 of 2209 search results for identification requirements.
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Temporary regulatory forbearance on MCOB 7.6.28R
Our supervisory approach to certain mortgage disclosure requirements. -
Consumer Duty: the art of the possible in a year
Speech by Sheldon Mills, FCA Executive Director of Consumers & Competition on the Consumer Duty at KPMG. -
Voluntary Application for Imposition of Requirements: Barclays Bank plc [pdf]
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AI: Flipping the coin in financial services
Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global AI Regulation Summit 2023. -
Overdraft repeat use: good practice and areas of concern
We asked all firms that provide overdrafts to personal account customers to share with us their overdraft repeat use strategies. We reviewed these strategies and set out our findings. -
Review of host Authorised Fund Management firms
We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed. -
Stress testing for human beings
Speech by Charles Randell, Chair of the FCA, delivered at the Gleneagles Pensions & Savings Symposium. -
Financial promotions case studies
Examples of good and bad practice when promoting financial services, and our expectations for promotions to be clear, fair and not misleading. -
FCA Requirement Notice: Amalgamated Finance Limited [pdf]
The FCA placed a requirement on Amalgamated Finance Limited which applies to its Consumer Credit Interim Permission. -
Locums and other outside support: sole advisers
As a sole adviser, find out how a locum or outside support can help your business.