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Showing 771 to 780 of 2209 search results for identification requirements.

  1. Complaints about CMCs

    Claims management companies Published: 17/12/2018 Last modified: 06/02/2023
    The Financial Ombudsman Service is responsible for resolving disputes about claims management companies (CMCs).

  2. MCE Insurance Limited enters administration 

    News stories Published: 18/07/2023 Last modified: 18/07/2023
    The directors of MCE Insurance Limited placed it into administration and appointed Joint Administrators. 

  3. RDR adviser population & Professionalism research - 2012 Survey [pdf]

    External research Published: 15/08/2013 Last modified: 15/08/2013
    This report provides the findings of a study conducted by RS Consulting on behalf of the Financial Services Authority (FSA), to estimate the size of the Retail Investment Adviser (RIA) population and to measure progress towards the Professionalism

  4. Supervisory flexibility on the short selling indicator

    Statements Published: 13/01/2022 Last modified: 13/01/2022
    We are putting in place temporary measures for the reporting of the short selling indicator in transaction reports while we consider changes to the UK transaction reporting regime.

  5. Statement on the launch of the finalised CTI templates

    Statements Published: 22/05/2019 Last modified: 22/05/2019
    The FCA welcomes the announcement by the Cost Transparency Initiative (CTI) officially launching finalised and industry-ready templates for the disclosure of costs and charges to institutional investors. The new templates can now be used by

  6. A strategy for positive sustainable change

    Speeches Published: 03/11/2021 Last modified: 03/11/2021
    Speech by our CEO, Nikhil Rathi, delivered at COP26

  7. Requesting sample transaction reporting data

    Markets Transaction reporting Published: 28/05/2016 Last modified: 11/01/2023
    The FCA provide samples of the data back to firms after the submitted transaction reports have been validated by instrument reference data.

  8. OFT Requirement Notice: Aktiv Kapital (UK) Limited [pdf]

    Requirement notices Published: 27/10/2010 Last modified: 01/04/2014
    This Notice from the OFT placed a requirement on Aktiv Kapital (UK) Limited which applies to its Consumer Credit Interim Permission.

  9. Financial promotions quarterly data 2022 Q2

    Data Published: 22/07/2022 Last modified: 04/11/2022
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2022 to 30 June 2022.

  10. PS15/8: Solvency II

    Policy statements Published: 27/03/2015 Last modified: 07/02/2022
    In this Policy Statement we report on the main issues arising from four FSA consultation papers.
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