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Showing 801 to 810 of 2209 search results for identification requirements.

  1. Data Provision under the Civil Liability Act 2018

    Statements Published: 04/08/2020 Last modified: 25/08/2023
    The Civil Liability Act 2018 imposes a duty on insurers to provide information to the FCA about the effect that changes to the law under the Act will have on motor insurance premiums. 

  2. Unregulated collective investment schemes

    Consumers Know your rights Published: 18/04/2016 Last modified: 19/08/2021
    Find out more about unregulated collective investment schemes (UCIS) and why you should be wary about investing in them.

  3. Recognised industry codes

    About us How we regulate Published: 19/07/2018 Last modified: 10/02/2023
    The FCA's process for recognising industry codes of conduct for unregulated financial markets and activities.

  4. Guidance Consultation - UKLA Technical Note 602.2 - Exemptions from the requirement to produce a prospectus [pdf]

    UK Listing Authority Published: 31/08/2017

  5. Primary Market Bulletin 44

    Newsletters Published: 20/03/2023 Last modified: 20/03/2023
    This edition covers diversity and inclusion, when a prospectus is required in Schemes of Arrangement and regulatory news with multimedia content.

  6. Overview of the FCA prudential approach

    Speeches Published: 21/05/2015 Last modified: 21/05/2015
    Speech by Nausicaa Delfas, Director of Specialist Supervision at the FCA, delivered at the first FCA Prudential Supervision Forum. This is the text of the speech as drafted, which may differ from the delivered version.

  7. Financial promotions quarterly data 2023 Q4

    Data Published: 14/02/2024 Last modified: 15/02/2024
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2023 and 31 December 2023.

  8. Information on Collateral (UK) Ltd - February 2022

    FOI Release Date of Release: 18/02/2022
    The FCA provides information on Collateral (UK) Ltd in Liquidation.

  9. Money laundering registration

    Tasks for firms Published: 22/02/2016 Last modified: 18/03/2024
    Find out about money laundering registration, including when to register, de-register or tell the FCA about a change.

  10. Product sales data: help text and FAQs

    Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
    Product sales data: help text and FAQs
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