Search results
Showing 821 to 830 of 2209 search results for identification requirements.
-
MiFID II – the road ahead
Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Information on mortgages - July 2021
The FCA provides information on mortgage terms since January 2018. -
Apply to approve an individual or firm
Find out what you need to know before submitting your application. -
Re-use of Public Sector Information Regulations
The FCA provides the Re-use of Public Sector Information Regulations 2015 (SI 2015 No 1415). This provides a framework for third parties to request re-use of documents published by public sector bodies. -
FCA Research into the issue of de-risking
We will work with HM Treasury to deliver this requirement alongside the transposition of the 4th Anti-Money Laundering Directive later this year. ... There are also broader business considerations driven by strategic business decisions, increased capital -
Introduction to ongoing reporting requirements retail [pdf]
-
The supervision of sponsors
Our supervision of sponsors is distinct from our supervision of authorised firms. We focus on ensuring sponsors fulfil their responsibilities under the listing regime. -
The defining challenge of our time
Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the NAPF Investment Conference, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version. -
Compliance reporting: banks
Find out more about reporting for banks, building societies and designated investment firms. -
Regulation - supporting vibrant markets
Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the Future of Financial Services event in London. This is the text of the speech as drafted, which may differ from the delivered version.