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Showing 841 to 850 of 2209 search results for identification requirements.
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Changes to audit requirements for registered societies
From 6 April 2018 new legislation amended parts of the Co-operative and Community Benefit Societies Act 2014. The changes amend the levels at which a society must appoint a qualified auditor to audit their accounts. -
2017 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. -
Considerations for firms after the transition period
Find out how Temporary Transitional Power (TTP) may affect you. It will depend on several factors, including the nature of your business and where your customers are located. -
Annual controllers reporting
Firms should report to us once a year, within 4 months of your accounting reference date. Find out more about how to do this. -
Coronavirus (Covid-19): Our expectations of payment and retail banking firms
We are in regular contact with the industry, the Government and other regulators to understand the impact of coronavirus on the payments market. -
Primary Market Technical Note 602.3: Exemptions from the requirement to produce a prospectus (Amendment) [pdf]
Primary Market Technical Note 602.3: Exemptions from the requirement to produce a prospectus (Amendment) -
Regulatory Sandbox accepted firms
Firms that have been accepted into the Regulatory Sandbox, including previous cohorts. -
Accuracy of transaction reporting 2021 - January 2022
The FCA answers multiple questions on transaction reporting. -
Getting the right investor outcomes
Speech by William Amos, Director of Wholesale Banking and Investment Management at the Investment Week Fund Management Summit, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Ipagoo LLP has entered administration
Ipagoo LLP (Ipagoo) is authorised and supervised by the Financial Conduct Authority (FCA) to issue e-money and provide payment services under the Electronic Money Regulations 2011 (the EMRs). The firm has a small customer base.