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Showing 851 to 860 of 2209 search results for identification requirements.

  1. Voluntary Application for Imposition of Requirement: Cheque Centres Limited [pdf]

    Requirement notices Published: 13/05/2014 Last modified: 31/08/2014
  2. Apply for fund authorisation

    Tasks for firms Published: 10/05/2015 Last modified: 25/01/2024
    Investment funds established in the UK and structured as collective investment schemes (CIS) must be authorised by us to be promoted to retail investors in the UK.
  3. Debt management firms reminded of annual review requirements

    News stories Published: 08/12/2016 Last modified: 08/12/2016
    We have sent a letter to CEOs of all debt management firms due to concerns with the way firms are carrying out annual reviews.
  4. Monneo Ltd enters special administration

    News stories Published: 30/05/2023 Last modified: 30/05/2023
    On 30 May 2023, a special administration order was made by the Court in relation to Monneo Ltd under the Payment and Electronic Money Institution Insolvency Regulations 2021.
  5. UK Recovery Resolution Directive: key elements

    Tasks for regulated firms Published: 24/05/2016 Last modified: 10/02/2023
    The FCA provides information on 3 key elements: preparation, early intervention and resolution, that make up UK Recovery Resolution Directive
  6. Onshoring updates to our Handbook and Technical Standards

    Last modified: 26/05/2022
    We explain how we’ve prepared our Handbook and Technical Standards for the end of the transition period.
  7. Information on mortgage sales - October 2021

    FOI Release Date of Release: 19/10/2021
    FCA provides information on mortgage sales.
  8. Primary Market Bulletin 42

    Newsletters Published: 12/12/2022 Last modified: 12/12/2022
    In this edition we cover areas including climate related disclosures, the National Security and Investment Act, unlawful disclosure by Sir Christopher Gent and rules and guidance for cash shells and SPACS on reverse takeovers.
  9. Evaluating our work

    Corporate documents Published: 30/07/2018 Last modified: 19/01/2024
    Find out more about how we evaluate our work in relation to our rules and wider effectiveness, and how this evaluation is a critical part of getting our interventions right and helping us improve our performance.
  10. Vets and dentists

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.