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Showing 881 to 890 of 2209 search results for identification requirements.

  1. CP24/8: Extending the SDR regime to Portfolio Management

    Consultation papers Published: 23/04/2024 Last modified: 02/07/2024
    We are consulting on extending the Sustainability Disclosure Requirements and investment labels regime to portfolio management.

  2. OFT Requirement Notice: National Westminster Bank plc [pdf]

    Requirement notices Published: 10/01/2013 Last modified: 01/04/2014
    This Notice from the OFT placed a requirement on National Westminster Bank plc which applies to its Consumer Credit Interim Permission.

  3. OFT Requirement Notice: Humber Debt Solutions Limited [pdf]

    Requirement notices Published: 14/09/2011 Last modified: 01/04/2014
    This Notice from the OFT placed a requirement on Humber Debt Solutions Limited which applies to its Consumer Credit Interim Permission.

  4. Fair and effective markets review

    Speeches Published: 14/07/2015 Last modified: 23/10/2015
    This regime was created by the Banking Reform Act 2013, which introduced requirements to ensure that senior leaders should be held responsible for the actions of their staff and the conduct ... Part of that certification is to consider whether

  5. CP24/9: Financial Crime Guide updates

    Firms All firms Consultation papers Published: 24/04/2024 Last modified: 01/07/2024
    The FCA is consulting on proposed changes to our Financial Crime Guide. 

  6. How we decide rates for annual fees

    Tasks for regulated firms Published: 08/05/2015 Last modified: 13/02/2023
    Find out about the yearly round of consultations and policy proposals that the FCA uses to set fees for the next financial year. 

  7. Requirements and directions under regulations 8 [pdf]

    Handbook Published: 30/10/2020 Last modified: 30/10/2020
    Requirements and directions under regulations 8(4) and (7) of the Financial Services and Markets Act 2000.

  8. Amend an authorised fund

    Tasks for firms Published: 10/05/2015 Last modified: 18/07/2023
    To amend or wind up an authorised fund you must send us a notification for approval of the proposed change.

  9. Financial promotions quarterly data 2023 Q3

    Data Published: 03/11/2023 Last modified: 14/02/2024
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2023 and 30 September 2023.

  10. Next steps in transition from LIBOR

    Speeches Published: 21/11/2019 Last modified: 21/11/2019
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the Risk.net LIBOR Summit, 2019.
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