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Showing 901 to 910 of 2209 search results for identification requirements.

  1. Consumer Duty: Not once and done

    Speeches Published: 01/11/2023 Last modified: 01/11/2023
    Speech by Nisha Arora, delivered at Deloitte: Consumer Duty - Next Steps

  2. SVS Securities PLC Enters Administration

    News stories Published: 05/08/2019 Last modified: 01/10/2020
    News story on SVS Securities PLC entering Administration

  3. FSA - PS13/5 The new FCA Handbook

    Policy statements Published: 25/03/2013 Last modified: 07/02/2022
    The rules and guidance set out in this Policy Statement (PS) will come into effect at legal cutover (LCO), when the PRA and the FCA formally come into existence.

  4. Payment Services Regulations 2017 and Electronic Money Regulations 2011

    Tasks for firms Published: 21/10/2015 Last modified: 14/08/2023
    The FCA provides information on the regulation of payment services and e-money, including who is affected by the rules.

  5. Ageing population and financial services

    Speeches Published: 16/10/2017 Last modified: 16/10/2017
    Speech by Linda Woodall, Director of Life Insurance and Financial Advice, delivered at the Ageing Population Occasional Paper launch event. 

  6. Investor engagement in a changing regulatory landscape

    Speeches Published: 13/07/2015 Last modified: 14/07/2015
    There are two areas in particular where MAR introduces new requirements which should be of direct interest to the investor relations community - market soundings, and the connected requirement to produce insider ... requirements. Issuers will also be

  7. Financial Conduct Authority sets out agenda and priorities for consumer credit

    Press Releases Published: 31/07/2017 Last modified: 09/05/2024
    The FCA has published the outcome of its review into high-cost credit, which includes its assessment of the effectiveness of the payday loan price cap.

  8. The coronavirus (Covid-19) financial resilience survey data

    Data Published: 07/01/2021 Last modified: 07/01/2021
    The results from the FCA's financial resilience surveys that were sent to 23,000 regulated firms. Through the surveys the FCA is understanding the real-time effect the pandemic is having on the finances of the firms it prudentially regulates.

  9. The post-Brexit Handbook: a collective opportunity

    Blogs Published: 13/09/2023 Last modified: 13/09/2023
    The FCA is working on what a UK financial services rulebook outside of the EU will look like – and we want you to get involved.

  10. OFT Requirement Notice: European Change Consulting Limited [pdf]

    Requirement notices Published: 10/12/2013 Last modified: 01/04/2014
    This Notice from the OFT placed a requirement on European Change Consulting Limited which applies to its Consumer Credit Interim Permission.
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