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From Innovation Hub to Innovation Culture
Speech by Nick Cook, director of innovation delivered at the 6th Central Bank Executive Summit. -
Our approach to supervision
Our approach to supervision sets out how we carry out our regulatory oversight. It is designed to help firms, consumers and markets understand how we work, and fulfil our accountability to Parliament and to the public. -
REP008: Conduct Rules reporting for solo-regulated firms
Under the Senior Managers and Certification Regime (SM&CR), solo-regulated firms need to tell us whether disciplinary action has been taken against individuals, who aren't Senior Managers, for Conduct Rules breaches. -
Electronic Commerce Directive: operation after the transition period
The ability for UK firms to continue to service EEA customers using the ECD exclusion has ended. Find out more about how this may affect you. -
Four building blocks of efficient capital markets
Speech by David Lawton, Director of Markets, FSA at the Practising Law Institute Conference -
Voluntary Application for Imposition of Requirement: Preferred Mortgages Limited [pdf]
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Strong customer authentication and coronavirus
In the exceptional circumstances of the Covid crisis, we are giving the industry an additional 6 months to implement strong customer authentication (SCA) for e-commerce. -
FCA calls for views on social investments
The FCA is calling for contributions on how regulation is working in relation to the social investment market. -
Financial promotions quarterly data 2022 Q4
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2022 to 31 December 2022. -
Having or becoming a subsidiary
Find out what you should be aware of before setting up, or becoming, a subsidiary.