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Trust and ethics – a regulator’s perspective
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the launch of the St Mary’s University School of Business and Society, London. -
Capital Requirements Regulation (CRR) Permission application form [doc]
A firm should use this form if intends to apply for a permission under Regulation (EU) 575/2013 (the -
Vector Wealth Ltd enters administration
We set out the steps Vector Wealth Ltd customers can take and advice on how to protect against scams by fraudsters claiming to be acting on behalf of the administrators. -
Mortgage Market Review (MMR) workshop webcast
a summary of the responsible lending requirements under MMR as they affect lenders. ... this webcast does not cover all of the MMR requirements, the Policy Statement and the Handbook outline the full package of reforms. -
Aiming for calm seas in our market reforms
Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK's City Week 2024 conference. -
Statement on communications in relation to PRIIPs and UCITS
Issuing limited forbearance to allow firms to provide additional disaggregated disclosure on costs and charges to support the aggregated figure. This is the result of engagement with the investment trust industry. -
Regimes for EEA firms and investment funds that passported into the UK
EEA-based firms and investment funds can no longer passport into the UK. Find out about the regimes that help those firms operate or wind down their business. -
Statement on accounting for lease modifications (amendment to IFRS 16)
We are announcing temporary relief for issuers who choose to use the amended IFRS 16 during the coronavirus (Covid-19) pandemic and its aftermath. -
The future of open banking and the Joint Regulatory Oversight Committee
On 5 June 2023, the Joint Regulatory Oversight Committee set out an ambitious programme of work to take forward recommendations for the next phase of open banking in the UK. This includes the creation of two regulator-led working groups. The groups -
Temporary restriction in short selling: Bafin
Temporary restriction in short selling: Bafin. News stories First published:. 18/02/2019. Last updated: 18/02/2019. Temporary restriction in short selling: Bafin. The Financial Conduct Authority (“FCA”) would like to draw the industry’s