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Showing 961 to 970 of 2209 search results for identification requirements.

  1. Voluntary Application for Imposition of Requirement: The Mortgage Matters Partnership [pdf]

    Requirement notices Published: 03/08/2017

  2. Creditworthiness and affordability: common misunderstandings

    Tasks for regulated firms Published: 26/06/2015 Last modified: 10/02/2023
    There are some common misconceptions among consumer credit firms as to what the FCA rules on creditworthiness and affordability mean. They explain some of the main points and what firms should do to comply with their rules.

  3. FCA confirms new rules for P2P platforms

    Press Releases Published: 04/06/2019 Last modified: 04/06/2019
    Following consultation, the Financial Conduct Authority (FCA) is introducing rules designed to prevent harm to investors, without stifling innovation in the peer-to-peer (P2P) sector. When the FCA set its first rules for P2P, it committed to keep

  4. Hartley Pensions Limited enters administration

    News stories Published: 28/07/2022 Last modified: 24/05/2024
    On 29 July 2022 the directors of Hartley Pensions appointed Peter Kubik and Brian Johnson of UHY Hacker Young LLP as joint administrators at the request of the FCA.

  5. Financial promotions quarterly data 2021 Q3

    Data Published: 15/10/2021 Last modified: 27/04/2022
    The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules. This data is for 2021 Q3.

  6. Client money and assets return data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Client money and assets return data items: FAQs

  7. MLA E: Residential loans to individuals FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA E: Residential loans to individuals FAQs

  8. Christopher Woolard’s statement welcoming the IDWG recommendations

    Statements Published: 05/07/2018 Last modified: 05/07/2018
    On 15 June 2018 we received the report of recommendations from the Institutional Disclosure Working Group (IDWG). The IDWG has now also published a summary of their recommendations.

  9. Equivalence of non-UK regimes

    Markets Published: 04/05/2016 Last modified: 16/12/2022
    Third country issuers must satisfy our measures. Learn more about major shareholding notifications and requirements for issuers of shares and debt securities.

  10. Innovation, AI & the future of financial regulation

    Speeches Published: 17/04/2023 Last modified: 27/04/2023
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the Innovate Finance Global Summit.
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