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Product sales data: cancellations and corrections
Product sales data: cancellations and corrections -
It's time for an Enlightenment on financial inclusion
Speech by Nikhil Rathi, the FCA's Chief Executive, delivered at PwC Glasgow for the Scottish Financial Enterprise: Extending Financial Inclusion event. -
Financial promotions quarterly data 2021 Q2
The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules. This data is for 2021 Q2. -
Preparing your firm's financial information
Find out what financial information to include before you submit an application to be authorised by us. -
Article 23D Benchmarks Regulation – Draft Notice of Requirements [pdf]
Article 23D Benchmarks Regulation USD – Draft Notice of Requirements. -
Recent developments in financial markets
Speech by Andrew Bailey, Chief Executive of the FCA, at the Association for Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and International Swaps and Derivatives Association (ISDA) breakfast briefing. -
Restrictions placed on Dolfin Financial (UK) Ltd
The FCA has imposed a number of restrictions on Dolfin Financial (UK) Ltd, stopping it from carrying on any regulated activities due to concerns about the way it conducts its business. -
Letter to firms: Pension Transfer Advice – reminder of our requirements [pdf]
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OFT Requirement Notice: Welcome Financial Services Limited [pdf]
This Notice from the OFT placed a requirement on Welcome Financial Services Limited which applies to its Consumer Credit Interim Permission. -
Restrictions placed on Micro-E C.I.C
We have imposed a number of requirements on Micro-E C.I.C.), an authorised High-Cost Lender