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Pawnbroking sector review
As part of our Mission, we recently published details of Our Approach to Supervision. In this, we outlined how we supervise firms as part of a portfolio of firms that share a common business model. Pawnbroking forms part of the high-cost credit -
External audit requirements for mortgage intermediaries, lenders or administrators
Learn more about the external audit requirements for mortgage intermediaries, lenders or administrators and what you need to do. -
How we process approved person applications
Find out what happens after submitting your application, including how long it takes for us to make a decision and the possible outcomes. -
Non-financial counterparties subject to EMIR: 2013 review
Read the FCA's 2013 review of how non-financial counterparties (NFCs), which are a part of a group with entities that are financial counterparties (FCs), are calculating the clearing threshold and complying with EMIR. -
Impact assessment: Sponsors: Record Keeping Requirements (UKLA/TN/717.1) [pdf]
This impact assessment relates to UKLA/TN/717.1. It has been verified by the Regulatory Policy Committee. -
Our Perimeter Report
Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products -
New regime for public offers and admissions to trading
Read more about the new framework that will replace the UK prospectus regime, our work in this area and ways we plan to hear your views. -
Temporary permission
CMCs were required to register with us for temporary permission by 31 March 2019. -
Preparing your firm's wind-down plan
Wind-down plans help firms exit the market in an orderly manner if their business is no longer viable. Find out when and how to prepare one for your firm. -
Statutory panels
The FCA consults on its work with independent statutory panels. Find out more about what each panel covers.