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Showing 991 to 1000 of 2209 search results for identification requirements.

  1. Reporting Annex IV transparency information under the Alternative Investment Fund Managers Directive [pdf]

    Documents Published: 20/12/2017
    Understand the FCA’s requirements for Alternative Investment Fund Managers (AIFMs) reporting transparency information.

  2. UCITS Remuneration Code (SYSC 19E)

    Tasks for regulated firms Published: 25/05/2016 Last modified: 10/02/2023
    FCA provides information on the Code (SYSC 19E) that applies to management companies of undertakings for collective investment in transferable securities (UCITS).

  3. Notice to all FCA regulated firms with exposure to cryptoassets

    Statements Published: 24/03/2022 Last modified: 24/03/2022
    We are reminding all regulated firms of their existing obligations when they are interacting with or exposed to cryptoassets and related services.

  4. Information on lifetime mortgages - August 2021

    FOI Release Date of Release: 19/08/2021
    The FCA provides information on how many lifetime mortgages were rebroked to a new lender by year and month.

  5. CP14/28: MIPRU Simplification

    Consultation papers Published: 08/12/2014 Last modified: 07/02/2022
    This paper sets out our proposed changes to our Handbook to make it simpler for certain mortgage firms to calculate their capital requirements.

  6. Agile regulation and planning for success

    Speeches Published: 06/10/2022 Last modified: 06/10/2022
    Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at CISI/The Financial Planning Conference 2022

  7. The future of financial conduct regulation

    Speeches Published: 23/04/2019 Last modified: 22/01/2021
    Speech by Andrew Bailey, Chief Executive of the FCA, on the the future of financial conduct regulation, delivered at Bloomberg, London

  8. New appointments to the FCA Board announced

    Press Releases Published: 06/02/2020 Last modified: 06/02/2020
    The Treasury has today confirmed the appointment of two new Non-Executive Directors to the Financial Conduct Authority (FCA) Board.

  9. Variation of requirements to the permissions of Affinion International Limited [pdf]

    Requirement notices Published: 27/01/2015 Last modified: 15/07/2016

  10. Asset management: A regulatory perspective

    Speeches Published: 26/04/2018 Last modified: 26/04/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at London Business School Annual Asset Management Conference.
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