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Showing 101 to 110 of 681 search results for implement the new Consumer Duty.

  1. Consumer Duty firm survey – Autumn 2023

    Data Published: 20/02/2024 Last modified: 20/02/2024
    In Autumn 2023, Ipsos UK conducted a second survey with 634 firms not surveyed previously. The FCA wanted to examine how its additional engagement had helped firms prepare for the Consumer Duty.

  2. Consumer Duty events

    Events Published: 25/09/2022 Last modified: 27/06/2024
    The FCA has run events to help firms understand our expectations for the Consumer Duty and prepare for implementation. Find out about these and watch the webinars.

  3. Cancelling an authorisation or registration

    Firm authorisation Published: 08/08/2017 Last modified: 03/08/2023
    You need to apply to the FCA to cancel your authorisation or registration. Find out how to submit your application.

  4. Firms

    Firms Last modified: 27/07/2022
    Tasks for regulated firms and authorisation information for new firms

  5. Expectations of firms offering fractional shares to retail investors

    Firms Published: 01/12/2023 Last modified: 01/12/2023
    FCA's expectations under the Consumer Duty for firms offering fractional shares.

  6. Events

    Events Last modified: 26/04/2024
    Find out about upcoming and recent FCA events.

  7. PS22/9: A new Consumer Duty [pdf]

    Policy statements Published: 27/07/2022
    We set out the final rules and guidance for a new Consumer Duty that will set higher expectations for the standard of care firms give consumers.

  8. CP21/13: A new Consumer Duty [pdf]

    Consultation papers Published: 14/05/2021
    We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards consumers

  9. Sample business plan

    Firm authorisation Published: 25/10/2023 Last modified: 25/10/2023
    If you're applying to be authorised by the FCA, learn what to include in your regulatory business plan (RBP).

  10. Apply to become a consumer credit broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out how to apply to the FCA for authorisation if you want to engage in regulated activities as a consumer credit broker.