Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 401 to 410 of 681 search results for implement the new Consumer Duty.

  1. Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness

    Speeches Published: 14/03/2024 Last modified: 14/03/2024
    Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference.

  2. PS24/3: Consumer Credit – Product Sales Data Reporting

    Policy statements Published: 29/04/2024 Last modified: 15/05/2024
    We set out our final rules and guidance for incorporating 3 new Product Sales Data (PSD) returns into our Supervision manual (SUP 16).

  3. Whistleblowing qualitative assessment survey 2022

    Data Published: 04/05/2023 Last modified: 04/05/2023
    This report sets out the findings of a qualitative assessment survey of a small sample of whistleblowers who disclosed their concerns about wrongdoing to the FCA. The survey was conducted to understand whistleblowers’ experience of reporting to

  4. The FCA and the FCA Practitioner Panel publish the findings from their joint survey of industry views

    Press Releases Published: 03/08/2017 Last modified: 03/08/2017
    The Financial Conduct Authority (FCA) and the FCA Practitioner Panel have today published the findings from their 2017 survey of FCA-regulated firms. The survey gives a view across the financial services sector of the FCA’s performance as a

  5. CP21/33: Regulatory fees and levies proposals for 2022/23

    Policy and guidance Consultation papers Published: 30/11/2021 Last modified: 07/03/2022
    We consult on our proposed policy changes to the way we will raise FCA fees from 2022/23

  6. FCA enable firms to provide mortgage breathing space

    Press Releases Published: 30/06/2023 Last modified: 30/06/2023
    The FCA has moved quickly to make changes to its rulebook to support key commitments made by lenders at last week’s mortgage summit held by the Chancellor.

  7. FCA to announce further support for mortgage borrowers impacted by coronavirus

    Statements Published: 31/10/2020 Last modified: 31/10/2020
    Read the FCAs latest statement based for mortgage borrowers impacted by coronavirus

  8. FCA publishes second consultation paper on the Markets in Financial Instruments Directive II implementation

    Press Releases Published: 29/07/2016 Last modified: 29/07/2016
    MiFID II takes effect on 3 January 2018, and this consultation paper forms part of the FCA’s process to make the necessary changes to the FCA’s Handbook to implement ... It reflects recent themes of UK conduct regulation, such as improved controls on

  9. FCA publishes Terms of Reference for the Retirement Outcomes Review

    Press Releases Published: 14/07/2016 Last modified: 10/10/2016
    We want to assess how competition is developing in the retirement income market by investigating how firms and consumers have responded to the new freedoms.'. ... Non-advised consumer journeys. Now that consumers are accessing more complex products

  10. FCA publicly censures Redcentric PLC for market abuse

    Press Releases Published: 26/06/2020 Last modified: 26/06/2020
    The FCA has today issued a public censure to to Redcentric PLC (Redcentric) for committing market abuse between 9 November 2015 and 7 November 2016.