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Showing 581 to 590 of 681 search results for implement the new Consumer Duty.
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Review of later-life mortgages finds poor advice and misleading promotions
The review looked at firms responsible for around half of all lifetime mortgage sales. -
A strategy for positive change: our ESG priorities
The FCA's environmental, social and governance (ESG) strategy sets out our target outcomes and the actions we expect to take to deliver these, to support the transition to a net zero economy. -
CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime
This consultation paper sets out how we propose to move firms and their senior staff overto the new regime. ... Consumers may be interested how individual accountability is being enhanced within financial services. -
Tribunal upholds FSA decision to fine firm £8m for market abuse
The Upper Tribunal (Tax and Chancery Chamber) has directed the Financial Services Authority (FSA) to fine Swift Trade, a non-FSA authorised Canadian company with global operations, £8m for market abuse. The Tribunal described this as being “as -
The Financial Conduct Authority publishes new referral criteria for enforcement investigations
taken. The FCA will publish a consultation paper later this year setting out how we plan to implement other recommendations made in the review. ... On 1 April 2014, the FCA took over responsibility for consumer credit regulation. -
Why free trade and open markets in financial services matter
Speech by Andrew Bailey, Chief Executive of the FCA, at Reuters Newsmaker event. -
FCA to require pension providers to offer to book Pension Wise appointments for consumers
The Financial Conduct Authority (FCA) has today proposed new rules to require pension providers to ‘nudge’ consumers to Pension Wise in order to benefit from guidance before they access their defined contribution pension savings. This includes -
FCA asks Financial Advisers to review their processes in retirement income support
We have written to the Chief Executives of financial advice firms asking them to review their processes when providing retirement income advice. -
Our approach to ensuring firms treat vulnerable customers fairly
Speech given by Nisha Arora, Director, Consumer and Retail Policy at the TISA Vulnerability Conference. -
Competition Policy in Financial Markets – the view from the regulators
Speech by Mary Starks, Director of Competition, FCA, delivered at the Centre for Competition Policy (CCP) Conference on 10 June in Norwich.