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Showing 601 to 610 of 681 search results for implement the new Consumer Duty.

  1. PS19/14: Loan-based (‘peer-to-peer’) and investment-based crowdfunding platforms: Feedback to CP18/20 and final rules

    Policy statements Published: 04/06/2019 Last modified: 04/06/2019
    This Policy Statement summarises the feedback we received to our Consultation Paper CP18/20, and sets out the final policy positions we have reached, taking into account the feedback we have received. It also contains the final rules which implement

  2. Levelling the playing field – innovation in the service of consumers and the market

    Speeches Published: 20/04/2021 Last modified: 20/04/2021
    Speech by our CEO, Nikhil Rathi, to FinTech Week.

  3. PS19/29: Making transfers simpler – feedback to CP19/12 and final rules

    Policy statements Published: 14/03/2019 Last modified: 13/03/2024
    CP19/12: Consultation on Investment Platforms Market Study Remedies

  4. FCA finds further work required to fully embed ‘Guiding Principles’ for ESG and sustainable investment funds

    Press Releases Published: 16/11/2023 Last modified: 16/11/2023
    A review by the FCA has found that while most Authorised Fund Managers (AFMs) have made efforts to comply with the FCA’s expectations on the design, delivery, and disclosure of their ESG and sustainable funds, further improvement is needed.

  5. FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000

    Press Releases Published: 22/07/2014 Last modified: 22/07/2014
    the proper course of the exercise of their employment, profession or duties. ... To support this it has three operational objectives: to secure an appropriate degree of protection for consumers; to protect and enhance the integrity of the UK financial

  6. FCA bans four for 'disgraceful' failings in relation to occupational pension schemes

    Press Releases Published: 17/12/2013 Last modified: 12/06/2020
    Three men have been banned from working in the financial services industry by the Financial Conduct Authority (FCA); and another has been banned from holding key positions. This follows a review of CBW Trustees Limited and CBW Pensions Forensics

  7. New Chairs of the Financial Conduct Authority’s Practitioner Panels announced today

    Press Releases Published: 06/02/2015 Last modified: 03/11/2016
    Three new Chairs for the Financial Conduct Authority’s independent Practitioner Panels have been appointed, announced the FCA’s Chairman John Griffith-Jones today. ... policies and practices are consistent with its general duties, as set out in the

  8. Andrew Bailey speech at press conference for the publication of FCA corporate documents

    Speeches Published: 18/04/2017 Last modified: 18/04/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the press conference for the publication of FCA corporate documents.

  9. PS15/26: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule changes

    Policy statements Published: 06/11/2015 Last modified: 08/11/2016
    On 20 March 2015 the FCA published a joint Consultation Paper (CP) with HM Treasury (the Treasury) setting out the proposals to implement the Transparency Directive Amending Directive 2013/50/EU ... It will be of interest to consumers who directly or

  10. Half a million consumers paying less credit card interest following FCA intervention

    Press Releases Published: 19/07/2022 Last modified: 19/07/2022
    Nearly 600,000 people are now paying less in interest and charges on their credit card debt because of changes made by the FCA.