Search results
Showing 131 to 140 of 349 search results for implementing MiFID II.
-
MiFID Annex Form [docx]
Application for Authorisation. -
UK EMIR
The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm. -
MiFID Annex Notes [docx]
MiFID Annex Notes -
Market Watch issue 64: market conduct and Brexit and MiFID II transaction reporting issues [pdf]
This edition of Market Watch provides important information to help MiFID II firms prepare for the end of the transition period. -
PRA CP18/17, FCA CP17/34: Occasional Consultation Paper [pdf]
-
Cryptoassets: our work
Learn more about our work on cryptoassets to ensure consumers are protected, market integrity is upheld, and competition works in the interest of consumers. -
AIFMD updates
There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms. -
UK recovery and resolution
Read about the recovery and resolution regime for certain firms that we prudentially regulate, including which firms are affected and what you need to do. -
FCA statement on share trading obligations
The FCA's response to ESMA’s statement on share trading obligations under MiFID II. -
MiFID Annex for VOP Application Form [docx]
This MiFID Annex for VOP Applications can be used to provide information required by the RTS under 7(4) of MiFID II that has changed since your initial authorisation.