Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 171 to 180 of 349 search results for implementing MiFID II.

  1. Laying myths to rest

    Speeches Published: 17/10/2013 Last modified: 17/10/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the British Bankers’ Association Annual International Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  2. Market Watch 71

    Newsletters Published: 13/12/2022 Last modified: 13/12/2022
    In this edition we share our observations about changes in advisory firms’ insider lists since the publication of Market Watch 60.

  3. Transparency in asset management

    News stories Published: 30/10/2013 Last modified: 15/08/2014
    Instruments Directive (MiFID) II negotiations.

  4. PRIIPs Regulation

    Tasks for regulated firms Published: 03/12/2015 Last modified: 13/02/2023
    Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects.

  5. Instrument Reference Data

    Markets Transaction reporting Published: 30/05/2016 Last modified: 29/09/2022
    Trading venues and systematic internalisers (SIs) are responsible for providing us with instrument reference data.

  6. UK MiFID transparency calculations

    Data Published: 05/11/2021 Last modified: 14/05/2024
    This page contains updates on the UK MiFID transparency calculations and the latest published data.

  7. Complaints data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Complaints data items: FAQs

  8. MiFID AIFM supplement form [docx]

    Forms Published: 27/01/2017

  9. Market Interface Specification (MIS) confidentiality agreement [docx]

    Forms Published: 31/10/2016 Last modified: 03/04/2019
    Entities wishing to become submitting entities under MiFID II need to complete a confidentiality agreement to request a copy of the Market Interface Specification (MIS).

  10. List of EEA market operators applying to become a recognised overseas investment exchange (ROIE)

    Statements Published: 30/01/2019 Last modified: 04/08/2021
    In September 2018, we published a direction (PDF) that clarified how market operators (as defined by MiFID II) from the European Economic Area (EEA) can apply to become a recognised overseas investment exchange (ROIE). This would enable EEA market
Related topics