Search results
Showing 181 to 190 of 349 search results for implementing MiFID II.
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Instrument Reference Data
Trading venues and systematic internalisers (SIs) are responsible for providing us with instrument reference data. -
Complaints data items: FAQs
Complaints data items: FAQs -
MiFID AIFM supplement form [docx]
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Market Interface Specification (MIS) confidentiality agreement [docx]
Entities wishing to become submitting entities under MiFID II need to complete a confidentiality agreement to request a copy of the Market Interface Specification (MIS). -
MiFID Self Certification GEN Form [docx]
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List of EEA market operators applying to become a recognised overseas investment exchange (ROIE)
In September 2018, we published a direction (PDF) that clarified how market operators (as defined by MiFID II) from the European Economic Area (EEA) can apply to become a recognised overseas investment exchange (ROIE). This would enable EEA market -
Trade transparency and market liquidity data 2019/20
In the FCA's 2019/2020 business plan the FCA noted that it tracked the proportions of trades carried out on venues with varying levels of trade disclosure. -
MiFID Annex I: Application form for a data reporting services provider notes [docx]
This guidance provides clarification on completing the application for a DRSP. -
FCA makes senior hires
As the FCA continues its transformation, it has recruited three experienced individuals to its senior leadership team. -
MiFID II Retirement Interest Only Mortgages [pdf]