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Showing 181 to 190 of 349 search results for implementing MiFID II.

  1. Instrument Reference Data

    Markets Transaction reporting Published: 30/05/2016 Last modified: 29/09/2022
    Trading venues and systematic internalisers (SIs) are responsible for providing us with instrument reference data.

  2. Complaints data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Complaints data items: FAQs

  3. MiFID AIFM supplement form [docx]

    Forms Published: 27/01/2017

  4. Market Interface Specification (MIS) confidentiality agreement [docx]

    Forms Published: 31/10/2016 Last modified: 03/04/2019
    Entities wishing to become submitting entities under MiFID II need to complete a confidentiality agreement to request a copy of the Market Interface Specification (MIS).

  5. MiFID Self Certification GEN Form [docx]

    Forms Published: 27/01/2017

  6. List of EEA market operators applying to become a recognised overseas investment exchange (ROIE)

    Statements Published: 30/01/2019 Last modified: 04/08/2021
    In September 2018, we published a direction (PDF) that clarified how market operators (as defined by MiFID II) from the European Economic Area (EEA) can apply to become a recognised overseas investment exchange (ROIE). This would enable EEA market

  7. Trade transparency and market liquidity data 2019/20

    Data Published: 10/09/2020 Last modified: 11/06/2021
    In the FCA's 2019/2020 business plan the FCA noted that it tracked the proportions of trades carried out on venues with varying levels of trade disclosure.

  8. MiFID Annex I: Application form for a data reporting services provider notes [docx]

    Forms Published: 27/01/2017
    This guidance provides clarification on completing the application for a DRSP.

  9. FCA makes senior hires

    Press Releases Published: 03/05/2022 Last modified: 03/05/2022
    As the FCA continues its transformation, it has recruited three experienced individuals to its senior leadership team.

  10. MiFID II Retirement Interest Only Mortgages [pdf]

    Impact assessments Published: 04/07/2018
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