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Showing 191 to 200 of 349 search results for implementing MiFID II.
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Transaction reporting fines
Find out how the FCA are able to effectively monitor for market abuse. -
FCA statement on the share trading obligation
On 29 August 2023 the STO in Article 23 of UK MiFIR was revoked by the commencement of provisions in the Financial Services and Markets Act 2023. -
Alternative Investment Managers Remuneration Code (SYSC 19B)
The FCA provide information on Alternative Investment Fund Managers Remuneration Code (SYSC 19B) -
The New Market Infrastructure
Keynote speech by David Lawton, Director of Markets, at the Economist Bellwether Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
Transaction reporting forum
The FCA explain how transaction reporting forums are used. -
FCA update on share trading obligations
ESMA has today published a statement on the revised scope of the EU’s share trading obligation (STO) under a no-deal scenario, following their initial announcement on 19 March 2019. -
Alternative Investment Fund Managers Directive (AIFMD) material change notification form [doc]
You should use this form if you are a full-scope UK AIFM that wishes to: i. notify us before implementation of a material change to the conditions for initial authorisation in accordance with implementing provisions relating to article 10.1 of the -
FCA response to ESMA's public statement on LEIs
On 20 December, ESMA issued a public statement to support the smooth introduction of the Legal Entity Identifier (LEI) requirements for MiFID II implementation. -
Where next for UK Market Structure
Speech by Edwin Schooling Latter, FCA Director of Markets and Wholesale Policy and Wholesale Supervision, delivered at Rosenblatt's European Market Structure conference. -
Conclusions from the Cryptoassets Taskforce
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Regulation of Cryptocurrencies event, London.