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Showing 21 to 30 of 349 search results for implementing MiFID II.
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PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I
Firms need to continue with their preparations for the application of MiFID II on 3 January 2018. ... Firms also need to respond to our fifth Consultation Paper (CP17/8) on MiFID II implementation which is being published at the same time as this Policy -
Trading venues and systematic internalisers – changes in security statuses
Trading venues and systematic internalisers may have to notify the FCA when there are changes in the status of the securities they trade. -
CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI
We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook. -
Statement on communications in relation to PRIIPs and UCITS
Issuing limited forbearance to allow firms to provide additional disaggregated disclosure on costs and charges to support the aggregated figure. This is the result of engagement with the investment trust industry. -
Four building blocks of efficient capital markets
Speech by David Lawton, Director of Markets, FSA at the Practising Law Institute Conference -
FCA publishes near final rules on MiFID II and encourages firms to submit applications for MiFID II authorisation
The Financial Conduct Authority (FCA) has today published near final rules on the implementation of the Markets in Financial Instruments Directive (MiFID) II. These include changes to the trading of financial instruments including issues affecting -
CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V
We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook. -
Key requirements of firms
Firms should have prioritised these key requirements following the end of the transition period. -
Information on the notifications of inaccurate transaction reporting under MiFID II - August 2020
We hold information on Information on the notifications of inaccurate transaction reporting under MiFID II -
Regulation of markets in financial instruments
UK legislation and rules regulating markets in financial instruments are known as the UK MiFID framework. The FCA explains these requirements for investment firms and trading venues.