Search results

Showing 231 to 240 of 349 search results for implementing MiFID II.

231. FCA publishes position limits for commodity derivative contracts

     Statements Published: 26/10/2017 Last modified: 26/10/2017
     The Financial Conduct Authority (FCA) has today published position limits on certain commodity derivative contracts which are traded on UK trading venues.

232. Authorised DRSPs

     Firms Markets Markets policy Published: 13/01/2017 Last modified: 22/01/2024
     An entity that provides a Data Reporting Service is called a Data Reporting Services Provider (DRSP). We list the DRSPs that are authorised or verified by us.

233. FCA consults on aspects of the Markets in Financial Instruments Directive II implementation

     Press Releases Published: 15/12/2015 Last modified: 15/12/2015
     The Financial Conduct Authority (FCA) has today published its first consultation paper on the implementation of the new European Markets in Financial Instruments Directive II (MiFID II) in the UK. ... A significant part of MiFID II takes the form of EU

234. TR14/7: Clarity of fund charges

     Thematic reviews Published: 07/04/2014 Last modified: 31/08/2016
     A number of new European legislations are due to be implemented over the coming years, including PRIIPS and MiFID II, which will change the way information is provided to investors at

235. A forward look at regulation of the UK’s wholesale financial markets

     Speeches Published: 16/03/2021 Last modified: 16/03/2021
     Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the ISLA's Post Trade Conference on 16 March.

236. UK RRD: Handbook rules

     Tasks for regulated firms Published: 23/05/2016 Last modified: 10/02/2023
     The FCA provides information on how UK RRD was implemented in the through several statutory instruments that amended UK legislation

237. Requesting sample transaction reporting data

     Markets Transaction reporting Published: 28/05/2016 Last modified: 11/01/2023
     The FCA provide samples of the data back to firms after the submitted transaction reports have been validated by instrument reference data.

238. DRSP authorisation process

     Firms Markets Markets policy Published: 13/01/2017 Last modified: 15/12/2022
     UK Data Reporting Service Providers (DRSPs) must be authorised or verified by us. We explain the authorisation process.

239. Information on the appointment of a Senior Legal Adviser

     FOI Release Date of Release: 02/07/2021
     The FCA provides information on the appointment of Raj Parker as a part-time Senior Legal Adviser.

240. FCA publishes final report into asset management sector

     Press Releases Published: 28/06/2017 Last modified: 28/06/2017
     The Financial Conduct Authority (FCA) has today published the final findings of its asset management market study and announced the package of remedies it will take forward to address the concerns identified in its interim report into the sector.