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Showing 281 to 290 of 349 search results for implementing MiFID II.
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Data on investigations into greenwashing & ESG misselling - July 2022
The FCA provides information on investigations into greenwashing, ESG misselling and other regulatory breaches involving ESG. -
Information on open FCA enforcement investigations - December 2020
The FCA provides a breakdown by category of all open FCA investigations as at the 23 November 2020. -
Update of position limits for certain commodity derivative contracts
The FCA has published updated position limits for certain commodity derivative contracts traded on UK trading venues. The limits have been established under the Markets in Financial Instruments Regulations 2017 (MIFI Regs). -
MiFID Investment, Home Finance and Non-Investment Insurance Contracts Supplement Form [docx]
MiFID Investment, Home Finance and Non-Investment Insurance Contracts Supplement Form -
Cwyno amdanom ni, y PRA neu Banc Lloegr (y rheoleiddwyr)
Cael gwybod sut i wneud cwyn am y rheoleiddwyr a sut rydym yn ymchwilio i gwynion. -
How regulation can prepare the ground for economic growth
Speech by Sarah Pritchard, Executive Director, Markets at the City and Financial Global: The Future of UK Financial Services Regulation Summit. -
Updates to the FCA’s directions under the Temporary Transitional Power
Today, the Financial Conduct Authority (FCA) has updated and published draft directions under its Temporary Transitional Power (TTP). The TTP gives the FCA flexibility in applying post-Brexit requirements, allowing firms to transition to a new UK -
Personal investment firms that give bad advice to hold capital for redress
Our proposals to require personal investment firms to set aside capital so that they can cover compensation costs. -
MiFID Investment, Home Finance and Non-Investment Insurance Contracts Supplement Notes [docx]
MiFID Investment, Home Finance and Non-Investment Insurance Contracts Supplement Notes -
TR14/13 - Best execution and payment for order flow
Additional obligations in the recast Markets in Financial Instruments Directive (MiFID II) are intended to address some of the specific weaknesses observed in this work, in particular regarding the adequacy of