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Showing 321 to 330 of 349 search results for implementing MiFID II.

  1. TR15/12: Wealth management firms and private banks: suitability of investment portfolios

    Thematic reviews Published: 09/12/2015 Last modified: 13/10/2016
    MiFID II will be coming into force in the UK and some of its provisions will apply to firms providing portfolio management services to retail customers.

  2. Financial Conduct Authority outlines how it would use the temporary transitional power

    Press Releases Published: 01/02/2019 Last modified: 11/04/2024
    The FCA has set out how it would use the temporary transitional power in the event the UK leaves the EU without an agreement.

  3. FCA steps up efforts to ensure firms are getting ready for a no-deal Brexit

    Press Releases Published: 11/09/2019 Last modified: 06/10/2020
    We are stepping up our efforts to ensure firms are aware of what they need to do to prepare for the potential of a no-deal Brexit.

  4. FCA proposes actions to improve competition in the investment platform market

    Press Releases Published: 16/07/2018 Last modified: 16/07/2018
    Competition is working well for most consumers using investment platforms, according to interim findings of the Financial Conduct Authority’s market study into investment platforms, published today.

  5. Call for Input: PRIIPs Regulation – initial experiences with the new requirements

    Feedback statements Published: 28/02/2019 Last modified: 28/02/2019
    In this Feedback Statement, we summarise responses to our Call for Input on the Packaged Retail and Insurance-based Investment Products (PRIIPs) Regulation. We also outline our next steps.

  6. FCA announces the names of firms who have participated in the Advice Unit and publishes the FAMR baseline report

    Press Releases Published: 30/06/2017 Last modified: 30/06/2017
    The Financial Conduct Authority (FCA) has today announced the names of firms who have participated in the Advice Unit.

  7. Consumer Investments Strategy - 2 Year Update

    Corporate documents Published: 08/12/2023 Last modified: 13/05/2024
    The FCA provides a 2 year update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021.

  8. Statement about broker-operated systems trading physically settled gas and power forwards

    Statements Published: 27/11/2013 Last modified: 27/11/2013
    the Markets in Financial Instruments Directive (MiFID).These reviews were focusing on the interpretation of the multilateral trading facility (MTF) category under MiFID. ... Published 11/09/2013. Physically settled gas and power forwards that are traded

  9. IFPR implementation observations: quantifying threshold requirements and managing financial resources – concluding report

    Multi-firm reviews Published: 27/11/2023 Last modified: 27/11/2023
    Further observations on how firms are implementing requirements on the Internal Capital Adequacy and Risk Assessment process and reporting under the Investment Firms Prudential Regime.

  10. CP15/25: Changes to the Approved Persons Regime for insurers not subject to Solvency II: reforms for larger Non-Directive Firms, feedback on CP 15/15, forms, consequentials and transitional aspects

    Consultation papers Published: 13/08/2015 Last modified: 24/11/2015
    CP15/25: Changes to the Approved Persons Regime for insurers not subject to Solvency II: reforms for larger Non-Directive Firms, feedback on CP 15/15, forms, consequentials and transitional aspects. ... For more information see:. see CP15/15 Changes to
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