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Showing 91 to 100 of 349 search results for implementing MiFID II.
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Minutes of the MiFID II implementation: Trade Association Roundtable, March 2016 [pdf]
From the meeting held on 17 March 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, September 2016 [pdf]
From the meeting held on 6 September 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, August 2016 [pdf]
From the meeting held on 3 August 2016. -
Trading venue reporting form – MiFID II Article 32/52 trading suspensions, removals and restorations [docx]
UK trading venues must communicate the decisions to suspend, remove or restore a financial instrument (and any relevant related derivatives) from trading to the FCA. -
MiFID II: applications received after 3 July 2017
MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK. -
MiFID II passporting application form: Branch passport [pdf]
MiFID II notice of intention to establish a branch or change branch particulars. -
MiFID II passporting application form: service passport [pdf]
MiFID II notice of intention to provide cross-border services or to amend existing cross-border services passport -
MiFID II Conduct Forum, April 2016: presentation [pdf]
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Minutes of the meeting of the MiFID II implementation roundtable [pdf]
Held on 8 June 2015 -
Minutes of the meeting of the MiFID II implementation roundtable [pdf]
Held on 17 July 2015