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Showing 151 to 160 of 744 search results for implementing the Consumer Duty.

151. Cancelling an authorisation or registration

     Firm authorisation Published: 08/08/2017 Last modified: 03/08/2023
     You need to apply to the FCA to cancel your authorisation or registration. Find out how to submit your application.

152. Benchmarks supervision

     Markets Published: 22/04/2016 Last modified: 14/12/2022
     Benchmark administrators and supervised contributors are overseen by the Benchmarks Supervision team. Learn more about notifications and providing information.

153. Rolling regulation forwards

     Speeches Published: 16/11/2022 Last modified: 16/11/2022
     Speech by Nikhil Rathi, FCA Chief Executive delivered at the UK Finance annual dinner.

154. Contract for differences

     Tasks for firms Published: 09/01/2017 Last modified: 21/04/2023
     Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).

155. Apply for a waiver or modification

     Tasks for firms Published: 06/05/2015 Last modified: 17/08/2023
     Find out how to apply to us for a waiver or modification of Handbook rules.

156. Consumer Duty detailed timeline [pdf]

     Documents Published: 27/09/2022
     Full timeline of the key Consumer Duty milestones.

157. Consumer Duty webinar – Insurance – transcript [pdf]

     Transcripts Published: 13/12/2022
     Consumer Duty webinar – Insurance – transcript

158. Consumer Duty webinar – Payments and e-money [pdf]

     Transcripts Published: 26/04/2023
     Consumer Duty webinar looking at Payments and e-money. March 2023.

159. Consumer Duty webinar – retail lending – transcript [pdf]

     Transcripts Published: 13/12/2022
     Consumer Duty webinar – retail lending – transcript

160. Financial promotions quarterly data 2023 Q2

     Data Published: 04/08/2023 Last modified: 03/11/2023
     We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2023 and 30 June 2023.